Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01854 | 10/15/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Joshua F. Bugos Respondent(s): Eric Erickson Respondent Lawyers(s): Eric John Erickson Arbitrator(s): Thomas L. Dueber Hearing Site: Denver, CO | $0 | |
| 14-03635 | 10/15/2015 | Claimant(s): Raul Vidal Claimant Lawyers(s): Brittany Weiner Respondent(s): SMBC Nikko Securities America. Respondent Lawyers(s): Patrick E. Brake Arbitrator(s): Richard W. Vallario Hearing Site: New York, NY | $0 | |
| 14-01878 | 10/14/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Shannon L. McDougald Respondent(s): Daniel Kitchen Respondent Lawyers(s): Daniel Kitchen Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | $0 | |
| 14-00788 | 10/13/2015 | Claimant(s): Barbara Johnson Claimant Lawyers(s): Barbara Andrea Johnson Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Christine L. Stetson Hearing Site: Houston, TX | $0 | |
| 15-00562 | 10/12/2015 | Claimant(s): Blackbook Capital LLC Claimant Lawyers(s): Franklin Ogele Respondent(s): Jacob Kracht Russo Respondent Lawyers(s): Jacob Kracht Russo Arbitrator(s): Kevin P. Feerick Hearing Site: New York, NY | $0 | |
| 15-01085 | 10/12/2015 | Claimant(s): Martin Oberman Claimant Lawyers(s): Joelle A. Simms Respondent(s): Bettymae Blum Respondent Lawyers(s): Richard Fosher Arbitrator(s): Frederick Michael Switzer Hearing Site: St. Louis, MO | $0 | |
| 14-00028 | 10/09/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): Steve Sung Respondent Lawyers(s): Leonard Steiner Arbitrator(s): Howard A. Emirhanian, A. Joel Klein, Michael M. Perrigue Hearing Site: Los Angeles, CA | $0 | |
| 15-01213 | 10/09/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Laura J. Starr Respondent(s): Respondent Lawyers(s): Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL | $0 | |
| 15-00718 | 10/08/2015 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Francis M. Curran Respondent(s): Jeff Snyder Respondent Lawyers(s): Brett D. Zinner Arbitrator(s): Ronald J. Colombo Hearing Site: New York, NY | $0 | |
| 13-03708 | 10/06/2015 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael D. Lee Respondent(s): Thomas Wilson Respondent Lawyers(s): Thomas B. Wilson Arbitrator(s): Madelyn A. Levy Hearing Site: New York, NY | $0 |