| 14-03142 | 11/03/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Barry Blount
Respondent Lawyers(s): Barry Boyd Blount
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
| | $0 |
| 15-02618 | 10/30/2015 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Joe Gehring
Respondent(s): Brian Green
Respondent Lawyers(s): Daniel Quick
Arbitrator(s): Melissa B. VanDam, Michael George Kelly, James George Timpa
Hearing Site: Detroit, MI
| | $0 |
| 13-00894 | 10/29/2015 | Claimant(s): Christopher Morson
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky
Arbitrator(s): Steven N. Ainbinder, Monroe Mitchel, Jon Stanley Spisiak
Hearing Site: Boca Raton, FL
| | $0 |
| 14-02870 | 10/29/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Note Hold
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Brian Benner
Respondent Lawyers(s): Patrick R. Mahoney
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
| | $0 |
| 15-01988 | 10/29/2015 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Ben Djelassi, Morgan Stanley, Todd Mulligan
Respondent Lawyers(s): Joe Gehring, Jonathan A. Keselenko
Arbitrator(s): June Y. Kilmarx, B. John Dill, John Michael D'Amico
Hearing Site: Boston, MA
| | $0 |
| 12-03215 | 10/27/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Monica M. Littman
Respondent(s): Rino Schena
Respondent Lawyers(s): Adam S. Hall
Arbitrator(s): John J. Hearn, Elena G. Rodriguez, George R. DeLoach
Hearing Site: Miami, FL
| | $0 |
| 14-01793 | 10/27/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas Lewis
Respondent(s): Robert Estep
Respondent Lawyers(s): L. Renee Lieux
Arbitrator(s): Alan J. Blocher, Peter Edward Sheridan, Kenneth Mark Jingozian
Hearing Site: Philadelphia, PA
| | $0 |
| 15-00515 | 10/27/2015 | Claimant(s): Westpark Capital.
Claimant Lawyers(s): Julie E. Kamps
Respondent(s): Stuart Jeffery
Respondent Lawyers(s): Stuart A. Jeffery
Arbitrator(s): Joseph B. Russell
Hearing Site: New York, NY
| | $0 |
| 14-01779 | 10/26/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas Lewis
Respondent(s): Kevin Kane, Robert Estep
Respondent Lawyers(s): L. Renee Lieux
Arbitrator(s): Dale A. Pope, Roslyn G. Pollack, Gerald S. Smith
Hearing Site: Philadelphia, PA
| | $0 |
| 14-03165 | 10/23/2015 | Claimant(s): Waddell & Reed
Claimant Lawyers(s): Carol H Li
Respondent(s): Karen Kane
Respondent Lawyers(s): Karen Suzanne Kane
Arbitrator(s): Randall S. Strause
Hearing Site: Indianapolis, IN
| | $0 |
