| 15-00763 | 12/10/2015 | Claimant(s): Halen Capital
Claimant Lawyers(s): Peter J. Aldrich
Respondent(s): Christopher Gimblet
Respondent Lawyers(s): Christopher John Gimblet
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
| | $0 |
| 15-01719 | 12/10/2015 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): David Hofer
Respondent Lawyers(s): David Richard Hofer
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
| | $0 |
| 15-00006 | 12/09/2015 | Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Katie Ambroziak
Respondent(s): Franz Lambert
Respondent Lawyers(s): Anthony C. Varbero
Arbitrator(s): Evonne W.J. Tolbert
Hearing Site: New York, NY
| | $0 |
| 15-00176 | 12/09/2015 | Claimant(s): Marquette Bank
Claimant Lawyers(s): William S. Hackney
Respondent(s): Laith Al-Tikriti
Respondent Lawyers(s): Laith Al-Tikriti
Arbitrator(s): John K. Notz
Hearing Site: Chicago, IL
| | $0 |
| 15-00826 | 12/09/2015 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Matthew Miller
Respondent Lawyers(s): Matthew C. Miller
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Phoenix, AZ
| | $0 |
| 14-01491 | 12/07/2015 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): William Pair
Respondent Lawyers(s): William Thomas Pair
Arbitrator(s): Chandler R Bridges, Perry Lee Taylor, Robert H. Putnam
Hearing Site: Atlanta, GA
| | $0 |
| 12-01957 | 12/04/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Lewis Lucarine
Respondent Lawyers(s): Lewis J. Lucarine
Arbitrator(s): Jim Geiger, Diane Ciccone, Timothy J. Tarpey
Hearing Site: Philadelphia, PA
| | $0 |
| 14-02348 | 12/04/2015 | Claimant(s): Joseph Cullen
Claimant Lawyers(s): Joseph Orval Cullen
Respondent(s): Bradford Hewitt, Knut Olson, Stephen Molen
Respondent Lawyers(s): Lindsay Wuller
Arbitrator(s): Alan S. Carmel, John H. West, Christopher M. McMurray
Hearing Site: Baltimore, MD
| | $0 |
| 14-02417 | 12/04/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Paula Deitering
Respondent Lawyers(s): David Yudelson
Arbitrator(s): Mark S. Foster
Hearing Site: Omaha, NE
| | $0 |
| 14-03721 | 12/04/2015 | Claimant(s): Arthur Carr
Claimant Lawyers(s): Arthur T. Carr
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael E. Bury
Arbitrator(s): James R. Collins, John Klinetob, Barbara-Ann Boehler
Hearing Site: Boston, MA
| | $0 |
