| 12-03096 | 02/19/2016 | Claimant(s): Michael Brown
Claimant Lawyers(s): Michael Owen Brown
Respondent(s): Chhaganbhai Patel, Jashuben Patel
Respondent Lawyers(s): Charles C. Mihalek
Arbitrator(s): Randall S. Strause
Hearing Site: Louisville, KY
| | $0 |
| 14-01542 | 02/19/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher P. Litterio
Respondent(s): John Fairfield
Respondent Lawyers(s): Albert G. Ayre
Arbitrator(s): Robert S. McConnell, Loren Scott Buell, John H. Fearnow
Hearing Site: Phoenix, AZ
| | $0 |
| 14-03171 | 02/19/2016 | Claimant(s): Ivan Rodriguez
Claimant Lawyers(s): Samuel Rodriguez
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Kenneth M. Jackson, Melva J. Harmon, Robert Stewart Barney
Hearing Site: Memphis, TN
| | $0 |
| 15-01650 | 02/19/2016 | Claimant(s): Brian Alger
Claimant Lawyers(s): Brian M. Alger
Respondent(s): Wedbush Securities Inc., Edward Wedbush, Eric Wedbush, Gary Wedbush, Shawn Keagy, Stephen Massocca
Respondent Lawyers(s): John W. Stenson
Arbitrator(s): Herbert Liberman
Hearing Site: San Francisco, CA
| | $0 |
| 14-02396 | 02/18/2016 | Claimant(s): Jonathan Freeze
Claimant Lawyers(s): Alan H. Perer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): James J. Puhala, John P. Abriola, Mark Alexander Sipper
Hearing Site: Pittsburgh, PA
| | $0 |
| 15-00894 | 02/18/2016 | Claimant(s): Neil Boyle
Claimant Lawyers(s): Neil David Boyle
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Carlos Pastrana
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | $0 |
| 15-01887 | 02/18/2016 | Claimant(s): Ioana Cioc
Claimant Lawyers(s): Mark David Hunter
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael E. Bury
Arbitrator(s): Steven N. Ainbinder, Seth L. Finkel, Kathy N. Novick
Hearing Site: Miami, FL
| | $0 |
| 11-02169 | 02/17/2016 | Claimant(s): James Cady
Claimant Lawyers(s): Kevin E. Barber
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Marvin Schleyer, Neal D. Baker, Michael A. Ruderman
Hearing Site: Newark, NJ
| | $0 |
| 14-03569 | 02/16/2016 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Sokolowski
Respondent(s): Scott Rahn
Respondent Lawyers(s): Stephen E. Csajaghy
Arbitrator(s): Robert M. Stein, Kevin I. Patrick, Al Van Kampen
Hearing Site: Seattle, WA
| | $0 |
| 15-00672 | 02/12/2016 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Richard Perano
Respondent Lawyers(s): Richard P. Perano
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA
| | $0 |
