Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01755 | 01/29/2024 | Claimant(s): Bryan Wilczewski Claimant Lawyers(s): George C. Miller Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 23-01426 | 01/29/2024 | Claimant(s): Justin Widick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Financial West Group Respondent Lawyers(s): Gene Valentine, CEO Arbitrator(s): Charles G. Michaels Hearing Site: Omaha, NE | ||
| 23-01180 | 01/29/2024 | Claimant(s): Devin Garofalo Claimant Lawyers(s): Devin J. Garofalo Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Richard James Igou Hearing Site: Richmond, VA | ||
| 23-00708 | 01/29/2024 | Claimant(s): John Burnham Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Leona Beane, David John Reilly, Lauren Mintzer Hearing Site: New York, NY | ||
| 23-02655 | 01/26/2024 | Claimant(s): Marshall Manoff Claimant Lawyers(s): Brittany Weiner Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 23-02043 | 01/26/2024 | Claimant(s): Charles Teixeira Claimant Lawyers(s): Stephan Louviere Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): John Michael Bergin Hearing Site: New York, NY | ||
| 23-00520 | 01/25/2024 | Claimant(s): Keith Medeck Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Karen Isabel Bedrosian - Richardson, Jonathan Cooper, Louis Arnold Russo Hearing Site: New York, NY | ||
| 23-00549 | 01/25/2024 | Claimant(s): Ray Anthony San Pedro Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Veera V. Konka, Annamaria Boccia Smith, Lisa Lograno Hearing Site: New York, NY | ||
| 23-01459 | 01/25/2024 | Claimant(s): Michael Brooks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BB&T Securities Respondent Lawyers(s): Ella Beres Arbitrator(s): Joseph J. Dougherty Hearing Site: Richmond, VA | ||
| 23-01633 | 01/25/2024 | Claimant(s): Joseph Petrillo Claimant Lawyers(s): Kathleen Patchel Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Alice E. Winkler Hearing Site: Jersey City, NJ |