Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02222 | 03/01/2024 | Claimant(s): Wendy Wheeler Claimant Lawyers(s): Stephan Louviere Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Susan E. Maloney Hearing Site: Hartford, CT | ||
| 23-00930 | 03/01/2024 | Claimant(s): David Rojas Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Barth Satuloff Hearing Site: San Juan, PR | ||
| 23-02756 | 03/01/2024 | Claimant(s): Damian Hedley Claimant Lawyers(s): Randi Perry Spallina Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA | ||
| 23-02512 | 03/01/2024 | Claimant(s): Michael Mcgregor Claimant Lawyers(s): Harris Freedman Respondent(s): Wilbanks Securities. Respondent Lawyers(s): Randall Wilbanks Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 23-01299 | 03/01/2024 | Claimant(s): John Short Claimant Lawyers(s): William R. Bean Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Jason Kempf Arbitrator(s): Thomas Benjamin Salzer Hearing Site: Philadelphia, PA | ||
| 23-03042 | 03/01/2024 | Claimant(s): Michael Dawson Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 23-01882 | 03/01/2024 | Claimant(s): Cory Grandel Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): John James McGovern Hearing Site: Pittsburgh, PA | ||
| 23-03026 | 02/29/2024 | Claimant(s): Adam Epstein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J Gworek Arbitrator(s): Susan Manca Hearing Site: New York, NY | ||
| 23-01308 | 02/29/2024 | Claimant(s): Curtis Harris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research., MML Investors Services Respondent Lawyers(s): Jeanette E. Dennis, Julie E. Ravis Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX | ||
| 23-00476 | 02/29/2024 | Claimant(s): Sonia Pou Monagas Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey Medina Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR |