| 18-02771 | 01/18/2019 | Claimant(s): Eric Burt
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Patrick W. McKeon, Paul Peter Nicolai, Frank Sanclemente
Hearing Site: Boston, MA
| | $0 |
| 18-00235 | 01/17/2019 | Claimant(s): Christopher Stoddard
Claimant Lawyers(s): Stephen Z. Frank
Respondent(s): Alphonse Lucibello, Wells Fargo Clearing Services
Respondent Lawyers(s): Kip A. Nesmith
Arbitrator(s): Stephen M. Acerra, Ericka B. Gray, Frank Sanclemente
Hearing Site: Boston, MA
| | $0 |
| 18-00483 | 01/17/2019 | Claimant(s): Andrew Perri
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | $0 |
| 18-00494 | 01/17/2019 | Claimant(s): Robert Gill
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Christaina Vourakis
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
| | $0 |
| 18-02084 | 01/17/2019 | Claimant(s): Darren Edwards
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | $0 |
| 18-00939 | 01/16/2019 | Claimant(s): Janet Redman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Diane Ciccone
Hearing Site: Wilmington, DE
| | $0 |
| 18-01777 | 01/16/2019 | Claimant(s): Steven Flagg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): James S. Hazard
Hearing Site: New York, NY
| | $0 |
| 17-02217 | 01/15/2019 | Claimant(s): Jordan Chirico
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Dennis M. Selby, Carl E. Ver Beek, Matthew James Kearney
Hearing Site: Milwaukee, WI
| | $0 |
| 17-02787 | 01/15/2019 | Claimant(s): David Lipschitz
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): CLSA Americas
Respondent Lawyers(s): Barbara M. Roth
Arbitrator(s): Joseph N. Stineman, Edward W. Morris, Susan Romano
Hearing Site: New York, NY
| | $0 |
| 18-01521 | 01/15/2019 | Claimant(s): Kirk Gravelle
Claimant Lawyers(s): Craig Stein
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Richard S. Zaifert, Susan Dawson, Ralph Kennedy Frasier
Hearing Site: Jacksonville, FL
| | $0 |
