Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02309 | 01/21/2019 | Claimant(s): Carolyn Song-Pegg Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Matthew R. Byrne Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | $0 | |
| 18-03601 | 01/21/2019 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Scott A. La Porta Respondent(s): Rameshwar Ramcharran Respondent Lawyers(s): Rameshwar Ramcharran Arbitrator(s): Gregory D. Hoffmann Hearing Site: Tampa, FL | $0 | |
| 17-03424 | 01/18/2019 | Claimant(s): Joseph Cothron Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): William G. Binckes Hearing Site: New York, NY | $0 | |
| 18-00414 | 01/18/2019 | Claimant(s): Michael Halperin Claimant Lawyers(s): Michael Bessette Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL | $0 | |
| 18-00558 | 01/18/2019 | Claimant(s): Beth Hearn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Carolyn Browne Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | $0 | |
| 18-01453 | 01/18/2019 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Mark L. Kowalsky Respondent(s): Terry Bennett Respondent Lawyers(s): David R. Heyboer Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI | $0 | |
| 18-01481 | 01/18/2019 | Claimant(s): David Sheppard Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Thomas F. Mahoney Hearing Site: Chicago, IL | $0 | |
| 18-01989 | 01/18/2019 | Claimant(s): Mark Soukup Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | $0 | |
| 18-02115 | 01/18/2019 | Claimant(s): Jason Traino Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Mary E. Bassett Hearing Site: Boston, MA | $0 | |
| 18-02409 | 01/18/2019 | Claimant(s): William Hennion Claimant Lawyers(s): Mitra Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Nikman Arbitrator(s): Joseph H. Cerame Hearing Site: Newark, NJ | $0 |