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FINRA Awards for Carolyn Browne

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0055801/18/2019Claimant(s): Beth Hearn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Carolyn Browne
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
18-0132709/26/2018Claimant(s): Janet Zupkus
Claimant Lawyers(s): Janet B Zupkus
Respondent(s): Cambridge Investment Research., John Pronovost
Respondent Lawyers(s): Carolyn Browne, James Kopecky
Arbitrator(s): Charles W. Danis
Hearing Site: Hartford, CT
Checkmark Icon$41,570

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