Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02836 | 01/31/2019 | Claimant(s): Guarionex Berrido Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Janell M. Ahnert Arbitrator(s): Nancy J. Cliff Hearing Site: Miami, FL | $0 | |
| 18-03742 | 01/31/2019 | Claimant(s): Bradley Barber Claimant Lawyers(s): Bradley L. Barber Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David Hantman Arbitrator(s): Steven C. Kasarda Hearing Site: New York, NY | $0 | |
| 18-00022 | 01/30/2019 | Claimant(s): Stephen Caruso Claimant Lawyers(s): Jenice L. Malecki Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Carol Maria Luttati, Anna Lascar, George Bartos Hearing Site: New York, NY | $0 | |
| 18-00069 | 01/30/2019 | Claimant(s): Bart Kaplow Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Capital Strategies Limited Respondent Lawyers(s): Bart S. Kaplow Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | $0 | |
| 18-01186 | 01/30/2019 | Claimant(s): Donald Clark Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Philip J. Glick Hearing Site: Kansas City, MO | $0 | |
| 18-02200 | 01/30/2019 | Claimant(s): Mark Branningan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | $0 | |
| 18-02274 | 01/30/2019 | Claimant(s): Andrew Zimmerman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | $0 | |
| 18-02592 | 01/30/2019 | Claimant(s): Ivan Shore Claimant Lawyers(s): John Coster Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Madelyn A. Levy, Mary Ellen Burns, Annamaria Boccia Smith Hearing Site: New York, NY | $0 | |
| 18-02614 | 01/30/2019 | Claimant(s): Lewis Baker Claimant Lawyers(s): Tosh D Grebenik Respondent(s): United Planners' Financial Services Of A Respondent Lawyers(s): Dave Hauer Arbitrator(s): Barbara Davis Solomon Hearing Site: Washington, DC | $0 | |
| 18-02711 | 01/30/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Craig D. Stein Respondent(s): Linda Zara Respondent Lawyers(s): Linda Sue Zara Arbitrator(s): Paul J. Burkhart Hearing Site: Boca Raton, FL | $0 |