| 18-01685 | 02/14/2019 | Claimant(s): Bryan Schnabolk
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Monarch Financial Corporation Of America
Respondent Lawyers(s): Louis Rich
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
| | $0 |
| 18-00094 | 02/13/2019 | Claimant(s): Bradley Glasman
Claimant Lawyers(s): Michael Bessette
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
| | $0 |
| 18-02363 | 02/13/2019 | Claimant(s): Michael Casey
Claimant Lawyers(s): Clinton Marrs
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew I. Penfield
Arbitrator(s): Anthony D. DeToro, Philip H. Marmurowski, Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | $0 |
| 16-01544 | 02/12/2019 | Claimant(s): Michael Cohen
Claimant Lawyers(s): Scott M. Behren
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Barry Temkin
Arbitrator(s): Daniel H. Yaffe, Monroe Mitchel, Ronald Stephen Lieberman
Hearing Site: Boca Raton, FL
| | $0 |
| 18-01371 | 02/12/2019 | Claimant(s): Rafael Locken-Testa
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
| | $0 |
| 18-01772 | 02/12/2019 | Claimant(s): James Phillips
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): Denise Hammond
Arbitrator(s): Paul H. Lamboley
Hearing Site: Salt Lake City, UT
| | $0 |
| 18-01875 | 02/12/2019 | Claimant(s): Gary Deardorff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Kenneth L. Mann
Hearing Site: Phoenix, AZ
| | $0 |
| 18-02188 | 02/12/2019 | Claimant(s): Simon Holford
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
| | $0 |
| 17-01858 | 02/11/2019 | Claimant(s): Virgil Threlkeld
Claimant Lawyers(s): Gordon C. Young
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
| | $0 |
| 18-00467 | 02/11/2019 | Claimant(s): Renick Brown
Claimant Lawyers(s): Renick Brown
Respondent(s): Nationwide Securities
Respondent Lawyers(s): Ali I. Haque
Arbitrator(s): N. John Marinack, James T. Carney, Mary Kathleen Mackey
Hearing Site: Pittsburgh, PA
| | $0 |
