| 18-02066 | 06/13/2019 | Claimant(s): WIilliam Biggart
Claimant Lawyers(s): Elliot Felig
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): David A. Paul
Arbitrator(s): Stephen J. Storen, Charles F. Titterton, Ronald Harris Kisner
Hearing Site: New York, NY
| | $0 |
| 18-02676 | 06/13/2019 | Claimant(s): Nathaniel Barnhart
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Larry Edmonson
Hearing Site: Phoenix, AZ
| | $0 |
| 18-03041 | 06/13/2019 | Claimant(s): Joseph Schofield
Claimant Lawyers(s): Jennifer A. Lesny Fleming
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Maurice M. Feller
Hearing Site: Columbia, SC
| | $0 |
| 18-03458 | 06/13/2019 | Claimant(s): Robert Robbins
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Nuviah Shirazi
Arbitrator(s): Robert S. Hark
Hearing Site: Manchester, NH
| | $0 |
| 19-00213 | 06/13/2019 | Claimant(s): David James
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Eagle Gate Securities.
Respondent Lawyers(s): Corporate Officer
Arbitrator(s): Marc Kalish
Hearing Site: Salt Lake City, UT
| | $0 |
| 19-00246 | 06/13/2019 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): John Ellis
Respondent(s): Jacob Williams
Respondent Lawyers(s): Jacob Samuel Williams
Arbitrator(s): George King
Hearing Site: San Francisco, CA
| | $0 |
| 19-00549 | 06/13/2019 | Claimant(s): William Kearney
Claimant Lawyers(s): David I. Hantman
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Matthew D. Klafter
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH
| | $0 |
| 18-00748 | 06/12/2019 | Claimant(s): Vincent Camarda
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | $0 |
| 18-02850 | 06/12/2019 | Claimant(s): Primary Capital LLC
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Campo Felice Eb-5 Fund LLC, Campo Felice Management LLC
Respondent Lawyers(s): Aaron R. Resnick
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
| | $0 |
| 18-03277 | 06/12/2019 | Claimant(s): PFS Investments Inc.
Claimant Lawyers(s): Stephen D. Councill
Respondent(s): Nancy De Leeuw, Perry De Leeuw
Respondent Lawyers(s): Nancy Elaine De Leeuw, Perry De Leeuw
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | $0 |
