Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04388 | 07/16/2019 | Claimant(s): Bill Carter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 18-04414 | 07/16/2019 | Claimant(s): Nita Pastor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Sherry R. Wetsch Hearing Site: New Orleans, LA | ||
| 19-00064 | 07/16/2019 | Claimant(s): Nancy Biddle Claimant Lawyers(s): Harris M. Freedman Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin Biard Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 18-02082 | 07/15/2019 | Claimant(s): Aaron Maurer Claimant Lawyers(s): Owen Harnett Respondent(s): Rp Capital Llc Respondent Lawyers(s): Gary Price Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 18-03468 | 07/12/2019 | Claimant(s): Luis Alayo Riera Claimant Lawyers(s): Joshua A Katz Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL | ||
| 19-00894 | 07/12/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Lauren R. Whetstone Respondent(s): Steven Rodman Respondent Lawyers(s): Steven Andrew Rodman Arbitrator(s): Barth Satuloff Hearing Site: Boca Raton, FL | ||
| 16-02348 | 07/11/2019 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Charles A. Hammaker Respondent(s): James Armer Respondent Lawyers(s): James David Armer Arbitrator(s): John H. Fearnow Hearing Site: Albuquerque, NM | ||
| 18-01308 | 07/11/2019 | Claimant(s): Wilfredo Mendez Morales Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): Allstate Financial Services, Llc Respondent Lawyers(s): Pete Tepley Arbitrator(s): Larry G. Kjosa, Robert G. Bannon, Dwayne Eddie Hickman Hearing Site: Orlando, FL | ||
| 18-03638 | 07/11/2019 | Claimant(s): Melody Juge Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Financial West Group, Corecap Investments. Respondent Lawyers(s): Gene Valentine, Judith A. Villarreal Arbitrator(s): Dwane Edward Vickstrom Hearing Site: Charlotte, NC | ||
| 18-04283 | 07/11/2019 | Claimant(s): Mitchell Rubin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equity Services. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY |