| 17-01632 | 09/06/2019 | Claimant(s): Andrew Firstman, Christian Cram, Mark Horncastle
Claimant Lawyers(s): Jessica A. Murzyn
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Janene Marasciullo
Arbitrator(s): Barbara Black, Birdel Franklin Jackson, Karen M Kassouf
Hearing Site: Atlanta, GA
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| 18-04054 | 09/06/2019 | Claimant(s): Brian Lombardi
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): IAA Financial
Respondent Lawyers(s): David Weinberger
Arbitrator(s): Jason Allen Rosner
Hearing Site: Boca Raton, FL
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| 19-00381 | 09/06/2019 | Claimant(s): Jeff Menning
Claimant Lawyers(s): Frances Menzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Herbert Liberman
Hearing Site: San Diego, CA
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| 19-01398 | 09/06/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Travis Chapin
Respondent(s): David Kraft
Respondent Lawyers(s): David Wayne Kraft
Arbitrator(s): Bernard A. Becker
Hearing Site: Boca Raton, FL
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| 18-02773 | 09/05/2019 | Claimant(s): Scott Hultsman
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Timothy A. Menezes
Arbitrator(s): James R. Dickson, Jonathan H. Krotinger, Michael Lancaster Garcia
Hearing Site: San Francisco, CA
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| 18-04373 | 09/05/2019 | Claimant(s): Amanda Hinton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Lynne M. Gomez
Hearing Site: New Orleans, LA
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| 18-04438 | 09/05/2019 | Claimant(s): David Yaccino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Walter Patrick Giblin
Hearing Site: Chicago, IL
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| 19-00671 | 09/04/2019 | Claimant(s): Rafael Rivera
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 18-04433 | 09/03/2019 | Claimant(s): Richard Hall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): CUSO Financial Services, L.P.
Respondent Lawyers(s): Maria J. Seedner
Arbitrator(s): William W. Haskell
Hearing Site: Portland, OR
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| 19-00318 | 09/03/2019 | Claimant(s): Wesley Cumbie
Claimant Lawyers(s): Matthew Wolper
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Maxel (Bud) B Silverberg
Hearing Site: Dallas, TX
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