Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00451 | 10/01/2019 | Claimant(s): Russell Nieland Claimant Lawyers(s): Matt Wolper Respondent(s): Robert W. Baird & Co. Incorporated Respondent Lawyers(s): Bethmarie Bohn Arbitrator(s): Thomas F. Mahoney Hearing Site: Des Moines, IA | ||
| 19-00473 | 10/01/2019 | Claimant(s): Eric Vogen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC | ||
| 19-00749 | 10/01/2019 | Claimant(s): Carlos Pou Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 19-01060 | 10/01/2019 | Claimant(s): Paul Mante Claimant Lawyers(s): Alex R. Schmidt Respondent(s): The GMS Group Respondent Lawyers(s): Timothy J. Donohue Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 18-03952 | 09/30/2019 | Claimant(s): Beech Hill Securities. Claimant Lawyers(s): Irwin Weltz Respondent(s): Michael Fontaine, William Buchanan, CIM Securities Respondent Lawyers(s): Daniel Gildin Arbitrator(s): Ronnie Steinkoler, Paul C. Tang, Albert Rizzo Hearing Site: New York, NY | ||
| 18-04120 | 09/30/2019 | Claimant(s): Jeff Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Neal S. Robb Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 18-04431 | 09/30/2019 | Claimant(s): Jaret Mutter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Suntrust Investment Services. Respondent Lawyers(s): Josef Rosen Arbitrator(s): Edward Blumstein Hearing Site: Richmond, VA | ||
| 19-00216 | 09/30/2019 | Claimant(s): Clayton Shum Claimant Lawyers(s): Harris M. Freedman Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Jill Settlemyer Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 19-00900 | 09/30/2019 | Claimant(s): Stephen Kowalski Claimant Lawyers(s): Mitra E. Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Burke Woods Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 19-00986 | 09/30/2019 | Claimant(s): William Zenk Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Richard D. Fincher Hearing Site: Phoenix, AZ |