| 19-00306 | 10/10/2019 | Claimant(s): George Burga
Claimant Lawyers(s): George Luis Burga
Respondent(s): Multiple Financial Services.
Respondent Lawyers(s): Michael H. Flammer
Arbitrator(s): George L. Tindall, Ronald D. Goldman, Samuel Lui
Hearing Site: Los Angeles, CA
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| 19-00515 | 10/10/2019 | Claimant(s): Steven Henningson
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
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| 18-03956 | 10/09/2019 | Claimant(s): Timothy Caso
Claimant Lawyers(s): Timothy Caso
Respondent(s): Ameriprise Financial Services., Thomas Robbins
Respondent Lawyers(s): Edward A. Walton, Joel Wertman
Arbitrator(s): Peter D. Shelp, Mary L. Sims, Suzanne Levin Wolfson
Hearing Site: Philadelphia, PA
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| 19-00432 | 10/09/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Jeremy Mandler
Respondent Lawyers(s): Jeremy Scott Mandler
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN
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| 19-00627 | 10/09/2019 | Claimant(s): Alan Rosenberg
Claimant Lawyers(s): Stephen J. Ginsberg
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Susan C Lushing, Susan Romano, Michael I Stolzar
Hearing Site: New York, NY
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| 19-00768 | 10/09/2019 | Claimant(s): Brady Marlow
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): John R. Loss
Hearing Site: Omaha, NE
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| 18-03081 | 10/08/2019 | Claimant(s): Isidro Miramontes
Claimant Lawyers(s): David Harrison
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timothy L. Moore
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
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| 18-03980 | 10/08/2019 | Claimant(s): John Crocker
Claimant Lawyers(s): Ihsan Dogramaci
Respondent(s): Atlantic - Pacific Capital.
Respondent Lawyers(s): Andrew D. O'Toole
Arbitrator(s): Robert Elliot Harrison, Robert N. Fass, Bruce J Ackerman
Hearing Site: New York, NY
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| 19-00015 | 10/08/2019 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley & Co., Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Chan Nam
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
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| 19-00294 | 10/08/2019 | Claimant(s): Charles Smith
Claimant Lawyers(s): Michael O'Gara
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
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