Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01682 | 01/13/2020 | Claimant(s): Paul Carpenter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric J. Chartan Arbitrator(s): Catherine Stewart Hearing Site: Pittsburgh, PA | ||
| 19-02073 | 01/13/2020 | Claimant(s): Paul Campbell Claimant Lawyers(s): Janet K. DeCosta Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 19-02892 | 01/13/2020 | Claimant(s): Mark Zaharski Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 18-01282 | 01/10/2020 | Claimant(s): Kristin Anderson Claimant Lawyers(s): Morgan D. Schut Respondent(s): Edward Jones Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL | ||
| 19-00934 | 01/10/2020 | Claimant(s): Ronald Clark Claimant Lawyers(s): Debra A Jenks Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gayle B. Carlson Hearing Site: Tampa, FL | ||
| 19-02027 | 01/10/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jessica Klein Respondent(s): James Johnson Respondent Lawyers(s): James E. Johnson Arbitrator(s): Michael L. Lyons Hearing Site: Columbus, OH | ||
| 19-02705 | 01/10/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Beverly Jo Slaughter Respondent(s): Frank Wroblewski Respondent Lawyers(s): Frank Charles Wroblewski Arbitrator(s): Dora M. Lassinger Hearing Site: New York, NY | ||
| 19-01832 | 01/09/2020 | Claimant(s): Jean Fisher Claimant Lawyers(s): Dochtor Kenendy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 19-02036 | 01/09/2020 | Claimant(s): Michael Grace Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Kate Brooker Evans Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 18-04264 | 01/08/2020 | Claimant(s): Michael Orr Claimant Lawyers(s): Ian Orr Respondent(s): Laurence Allen, Michael Schunk, NYPPEX Respondent Lawyers(s): Laurence G. Allen, Laurence Geoffrey Allen, Michael Joseph Schunk Arbitrator(s): Susan Romano Hearing Site: New York, NY |