Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03300 | 03/25/2020 | Claimant(s): Terrence Fant Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 19-02656 | 03/24/2020 | Claimant(s): Carter Mansbach Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): David P. Slater Hearing Site: Boca Raton, FL | ||
| 19-02796 | 03/24/2020 | Claimant(s): Marc Silverman Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 18-03878 | 03/23/2020 | Claimant(s): David Bindelglass Claimant Lawyers(s): Scott C. Matasar Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracey L. Gerber Arbitrator(s): Sam Antar, Linda J. Baer, Kevin Holt Hearing Site: Newark, NJ | ||
| 19-02037 | 03/23/2020 | Claimant(s): James Bishopp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SunAmerica Securities., National Planning Corporation Respondent Lawyers(s): Eric A. Michaels, James V. Noblett Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 19-02247 | 03/23/2020 | Claimant(s): Craig Bonn Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Laidlaw & Company (UK) Ltd., Sands Brothers & Co., Ltd. Respondent Lawyers(s): Charles Smulevitz, Gail Fanelli Arbitrator(s): Jill Pilgrim Hearing Site: New York, NY | ||
| 19-02291 | 03/23/2020 | Claimant(s): Tiow Chan Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Phyllis Karasov Hearing Site: Minneapolis, MN | ||
| 19-02324 | 03/23/2020 | Claimant(s): David Vigil Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Brian Michael Kane Hearing Site: Jacksonville, FL | ||
| 19-02391 | 03/23/2020 | Claimant(s): Roch Tranel Claimant Lawyers(s): Kathy M. Klock Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Liza Perlow Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL | ||
| 19-02325 | 03/21/2020 | Claimant(s): David Vigil Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Karl A. Vogeler Hearing Site: Jacksonville, FL |