| 19-03647 | 09/10/2020 | Claimant(s): Wayde Walker
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Casimir Capital L.P.
Respondent Lawyers(s): Richard Sands
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
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| 20-00798 | 09/10/2020 | Claimant(s): SAM BHUSHAN
Claimant Lawyers(s): Frances Menzer
Respondent(s): Burch & Company
Respondent Lawyers(s): Anthony J. Durone
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA
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| 08-03708 | 09/09/2020 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Dane Brinkman
Respondent Lawyers(s): Daren R. Brinkman
Arbitrator(s): Carlos Richard Mangum, James R. Dickson, Linda P. Drucker
Hearing Site: San Francisco, CA
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| 18-02834 | 09/09/2020 | Claimant(s): Auto Aftermarket Securities
Claimant Lawyers(s): Eric D. Martin
Respondent(s): Josef Schaible
Respondent Lawyers(s): Joseph Paul Schaible
Arbitrator(s): David M. Snyder, Christopher William Crowley, Racquel Smith
Hearing Site: Tampa, FL
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| 20-00731 | 09/09/2020 | Claimant(s): Philip Cole
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NSA Securities Corporation
Respondent Lawyers(s): Dirk C. Salberg
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
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| 20-00073 | 09/08/2020 | Claimant(s): Nicholas Onder
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren K. Goodman
Arbitrator(s): Tina E. Patterson
Hearing Site: Washington, DC
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| 19-03649 | 09/04/2020 | Claimant(s): Robert Binkele
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Raymond James Financial Services., J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr, Robert Rudnicki
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
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| 20-00087 | 09/04/2020 | Claimant(s): Thomas Vandoorne
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): AXA Advisors
Respondent Lawyers(s): Lynnette Cortes Mhatre
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
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| 20-00444 | 09/04/2020 | Claimant(s): Anita Brennan, Marina Tudela
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 20-00698 | 09/04/2020 | Claimant(s): Armand Atkinson
Claimant Lawyers(s): Matt Wolper
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
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