Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02962 | 06/14/2024 | Claimant(s): Michael McFeeley Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Richard E Ramirez Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD | ||
| 23-01334 | 06/14/2024 | Claimant(s): Brandon Bowman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 23-03263 | 06/14/2024 | Claimant(s): Michael O'keefe Claimant Lawyers(s): Jenice L. Malecki Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Alice E. Winkler Hearing Site: Jersey City, NJ | ||
| 23-02849 | 06/14/2024 | Claimant(s): Gordon Davis Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Richard S. Zaifert Hearing Site: Raleigh, NC | ||
| 23-00494 | 06/13/2024 | Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR | ||
| 23-02868 | 06/13/2024 | Claimant(s): Ankit Sahu Claimant Lawyers(s): Peter Lindholm Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA | ||
| 23-02993 | 06/13/2024 | Claimant(s): Christopher Bice Claimant Lawyers(s): Garry T. Stevens Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Vaughn Norman Browne, Howard Alan Grinsberg, Jonathan Abrams Hearing Site: New York, NY | ||
| 23-02789 | 06/12/2024 | Claimant(s): Kyle Gardner Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): SCF Securities. Respondent Lawyers(s): John T. Unger Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-02886 | 06/12/2024 | Claimant(s): Amber Stream Claimant Lawyers(s): Robert Moses Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Richard J. Lawrence Hearing Site: Seattle, WA | ||
| 23-01877 | 06/12/2024 | Claimant(s): Rey Medina Velez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Russell Del Torro Parra Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR |