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FINRA Awards

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Displaying 3,231-3,240 out of 11,393 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0093511/20/2020Claimant(s): Elliot Sherer
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Timothy Treble
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
20-0096411/20/2020Claimant(s): Vladimir Greben
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
20-0129911/20/2020Claimant(s): James Ziniel, Joseph Silich
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Larry Evert Carlson
Hearing Site: Chicago, IL
20-0144911/20/2020Claimant(s): EDWIN WAINGART
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): John P. Cullem
Hearing Site: Columbia, SC
19-0323111/19/2020Claimant(s): Alfred Stratford
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Davenport & Company LLC
Respondent Lawyers(s): Kathleen Holman
Arbitrator(s): Richard James Igou
Hearing Site: Richmond, VA
20-0105411/19/2020Claimant(s): Amy Webster
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): John D. Mattingly
Hearing Site: Atlanta, GA
20-0136011/19/2020Claimant(s): Coastal Equities.
Claimant Lawyers(s): Francis Skinner
Respondent(s): Dudley Stephens
Respondent Lawyers(s): Dudley Frankiln Stephens
Arbitrator(s): Denise L. Quarles
Hearing Site: New York, NY
20-0138111/19/2020Claimant(s): Kristina Connell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H. Beck.
Respondent Lawyers(s): Matt Winterhalter
Arbitrator(s):
Hearing Site: Wilmington, DE
20-0014511/18/2020Claimant(s): Warren Rivetz
Claimant Lawyers(s): Amy Beth Bard
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Joseph A. Sack
Arbitrator(s): Eugene G. P. Byrne
Hearing Site: New York, NY
20-0068211/18/2020Claimant(s): Eran Grumberg
Claimant Lawyers(s): Laurence Moy
Respondent(s): Lord Abbett Distributor LLC
Respondent Lawyers(s): Brian S. Kaplan
Arbitrator(s): Noah Jonathan Hanft
Hearing Site: New York, NY

11,393 Results

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