Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00995 | 12/10/2020 | Claimant(s): Matthew Dauksza Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Anthony Paduano Arbitrator(s): John James McGovern Hearing Site: Syracuse, NY | ||
| 20-01182 | 12/10/2020 | Claimant(s): David Pottenger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Jason Alexander Diamond Hearing Site: Charlotte, NC | ||
| 20-01243 | 12/10/2020 | Claimant(s): Scott Kleiman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsy L. Vasko Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 20-01406 | 12/10/2020 | Claimant(s): Michael Lomas Claimant Lawyers(s): Harry Meyer Respondent(s): Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): Jeffry M. Bauer Hearing Site: Buffalo, NY | ||
| 20-01995 | 12/10/2020 | Claimant(s): Jay Fischer Claimant Lawyers(s): Debra A. Jenks Respondent(s): Securian Financial Services. Respondent Lawyers(s): Richard J. Babnick Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 20-02072 | 12/10/2020 | Claimant(s): Michael Koob Claimant Lawyers(s): Ansis V. Viksnins Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Barry Goldman, LaVon C. Phillips, Matthew E. Piermantier Hearing Site: Minneapolis, MN | ||
| 20-01034 | 12/09/2020 | Claimant(s): Samuel Monchik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation, Geneos Wealth Management. Respondent Lawyers(s): James Noblett, Victoria H. Buter Arbitrator(s): Guillermo L. Bosch Hearing Site: Wilmington, DE | ||
| 20-01530 | 12/09/2020 | Claimant(s): RONALD RADNER Claimant Lawyers(s): Edward G. Winsman Respondent(s): Edward Jones Respondent Lawyers(s): Wesley Holston Arbitrator(s): Louis David Huss Hearing Site: Boca Raton, FL | ||
| 20-01537 | 12/09/2020 | Claimant(s): Emil Baczyk Claimant Lawyers(s): Thomas J. Momjian Respondent(s): PNC Investments Respondent Lawyers(s): Robert S. Whitman Arbitrator(s): Patrick R. Westerkamp Hearing Site: Jersey City, NJ | ||
| 20-01714 | 12/09/2020 | Claimant(s): Raymond Clark Claimant Lawyers(s): Bryan Ward Respondent(s): Grayson Financial LLC, J.P. Turner & Company, L.L.C. Respondent Lawyers(s): David Feldstein, Joseph Hagan Arbitrator(s): Sam Antar Hearing Site: Jersey City, NJ |