Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02191 | 01/25/2021 | Claimant(s): David Stokes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA | ||
| 20-02264 | 01/25/2021 | Claimant(s): Angel Canabal Claimant Lawyers(s): Sonia M. Lopez del Valle Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 20-02442 | 01/25/2021 | Claimant(s): Equitable Advisors, Equitable Network Claimant Lawyers(s): Raha Assadi Respondent(s): Thomas Rohan Respondent Lawyers(s): Thomas Patrick Rohan Arbitrator(s): Robert J. Scafuri Hearing Site: Buffalo, NY | ||
| 20-02490 | 01/25/2021 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Nicola A. Murphy Respondent(s): Warren Rowe Respondent Lawyers(s): Warren Ellwood Rowe Arbitrator(s): Christopher M. McMurray Hearing Site: Richmond, VA | ||
| 19-02481 | 01/22/2021 | Claimant(s): Salvatore Mansueto Claimant Lawyers(s): Jeremy L. Bartell Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Jeffrey P. Petrucelly, Gene M. Bauer, Tristan Nicholas Ostronic Hearing Site: Boston, MA | ||
| 19-03675 | 01/22/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Michael Martinez Respondent Lawyers(s): Michael Anthony Martinez Arbitrator(s): Mark T Risner Hearing Site: Los Angeles, CA | ||
| 20-01860 | 01/22/2021 | Claimant(s): Thomas West Claimant Lawyers(s): Keith J. Barnett Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James V. Noblett Arbitrator(s): David Edward Upton, Glenn H. Catalano, Tina E. Patterson Hearing Site: Richmond, VA | ||
| 20-01949 | 01/22/2021 | Claimant(s): Frank Polk Claimant Lawyers(s): Brian Luther Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Matthew Fenster Hearing Site: New York, NY | ||
| 20-02183 | 01/22/2021 | Claimant(s): Michael Kentor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M Holdings Securities. Respondent Lawyers(s): Noel Barnes Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX | ||
| 20-02244 | 01/22/2021 | Claimant(s): Gary Nuccio Claimant Lawyers(s): Stephan Louviere Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Anna Lascar Hearing Site: New York, NY |