Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02531 | 02/15/2021 | Claimant(s): Sarah Hussey Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Laurel Littman Gothelf Hearing Site: Helena, MT | ||
| 20-01624 | 02/12/2021 | Claimant(s): David Ellowitch Claimant Lawyers(s): Paula D. Shaffner Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 20-01644 | 02/12/2021 | Claimant(s): Gisselle Mata Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dulap Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 20-01699 | 02/12/2021 | Claimant(s): Ameriprise Financial Services Claimant Lawyers(s): Scott A. La Porta Respondent(s): Leslie Markus Respondent Lawyers(s): Leslie George Markus Arbitrator(s): Edward T. Borer, Mark H. Stein, Larry Cheskawich Hearing Site: Philadelphia, PA | ||
| 20-02436 | 02/12/2021 | Claimant(s): Jason Feldman Claimant Lawyers(s): Amy B. Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 20-01772 | 02/11/2021 | Claimant(s): Anil Jethmal Claimant Lawyers(s): Tosh Grebenik Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg Breitbart Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY | ||
| 20-02163 | 02/11/2021 | Claimant(s): Scott Smith Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | ||
| 20-02491 | 02/11/2021 | Claimant(s): Stephen Ledyard Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Howard R. Gaines Hearing Site: Phoenix, AZ | ||
| 20-02622 | 02/11/2021 | Claimant(s): James Goodland Claimant Lawyers(s): Brian Luther Respondent(s): Cambridge Investment Research., Spire Securities Respondent Lawyers(s): Max Schatzow, Richard H. Kuhlman Arbitrator(s): Gregory G. Gocek Hearing Site: Minneapolis, MN | ||
| 20-00701 | 02/10/2021 | Claimant(s): Sheila Shaffer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Legg Mason Wood Walker Respondent Lawyers(s): Rosemary Francavilla Arbitrator(s): Kelli J. Jareaux Hearing Site: Washington, DC |