Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02367 | 03/19/2021 | Claimant(s): Michelle Parretti Claimant Lawyers(s): Daniel D'Costa Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Steven S. Manos Hearing Site: Boston, MA | ||
| 20-02578 | 03/19/2021 | Claimant(s): Daniel Bodemeijer Claimant Lawyers(s): Kurt Zimmerman Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA | ||
| 20-02589 | 03/19/2021 | Claimant(s): Ritchy Scoggin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX | ||
| 20-02620 | 03/19/2021 | Claimant(s): Randall Childress Claimant Lawyers(s): Brian Luther Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Douglas Wade Carvell Hearing Site: Dallas, TX | ||
| 20-02876 | 03/19/2021 | Claimant(s): Timothy Walsh Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fortune Financial Services., World Choice Securities. Respondent Lawyers(s): Karl E. May, Robert K. Cargin Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 20-02913 | 03/19/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Bradley Gardner Respondent Lawyers(s): Bradley Everett Gardner Arbitrator(s): Jeffrey M. Allen Hearing Site: San Francisco, CA | ||
| 20-03133 | 03/19/2021 | Claimant(s): Jeffrey Dorman Claimant Lawyers(s): David Harrison Respondent(s): Dorman Skorheim Wealth Management LLC Respondent Lawyers(s): Jeffrey J. Dorman Arbitrator(s): Alan Stamm Hearing Site: Los Angeles, CA | ||
| 20-01370 | 03/18/2021 | Claimant(s): Stephen Webb Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Clydia Jean Cuykendall Hearing Site: Seattle, WA | ||
| 20-02673 | 03/18/2021 | Claimant(s): Bradley Thompson Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian Harlan Arbitrator(s): Helen Marinak Blohm Hearing Site: Cheyenne, WY | ||
| 20-03177 | 03/18/2021 | Claimant(s): Todd Anderson Claimant Lawyers(s): Ross Kartez Respondent(s): Geneos Wealth Management Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ |