Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02721 | 05/14/2021 | Claimant(s): Norman Robertson Claimant Lawyers(s): Frances Menzer Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeffrey P. Palmer Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 20-02758 | 05/14/2021 | Claimant(s): Stephen Dissette Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WMA Securities. Respondent Lawyers(s): Clive Slovin Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 20-03116 | 05/14/2021 | Claimant(s): Shaun Nicholson Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Robert J. Scafuri Hearing Site: Cincinnati, OH | ||
| 20-03199 | 05/14/2021 | Claimant(s): Anthony Scaglione Claimant Lawyers(s): Joshua F. Bautz Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 20-02733 | 05/13/2021 | Claimant(s): Thomas Reich Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 20-03127 | 05/13/2021 | Claimant(s): David Feigeles Claimant Lawyers(s): Irwin Weltz Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Anne Murphy Arbitrator(s): Betty Chen Hearing Site: New York, NY | ||
| 19-02927 | 05/12/2021 | Claimant(s): Douglas Evans, Hickory Capital Claimant Lawyers(s): Douglas Evans Respondent(s): Kevin Sullivan, GWFS Equities. Respondent Lawyers(s): Michael R. Greco, Timothy J. Perry Arbitrator(s): Joan Marie Chiusano, Paul Allan Massaro, Lisa Diane Love Hearing Site: Jersey City, NJ | ||
| 20-03420 | 05/12/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey K. Compton Respondent(s): Jameson Shin Respondent Lawyers(s): Jameson Jee Won Shin Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA | ||
| 21-00289 | 05/12/2021 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Eric D. Raphan Respondent(s): James Reittinger Respondent Lawyers(s): James William Reittinger Arbitrator(s): Peter Ordower Hearing Site: Columbus, OH | ||
| 20-02614 | 05/11/2021 | Claimant(s): Michael Meixler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Donald Dreyfus Hearing Site: Phoenix, AZ |