23-02930 | 07/30/2024 | Claimant(s): Kevin McBarron Claimant Lawyers(s): Stephan Louviere Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA
| | |
23-02914 | 07/30/2024 | Claimant(s): Roberto De Jesus Pou Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
| | |
23-02889 | 07/29/2024 | Claimant(s): Jeannette Adcock Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Wintrust Investments LLC Respondent Lawyers(s): Melvin G. Moseley Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL
| | |
23-00950 | 07/29/2024 | Claimant(s): Victor Tomassini Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
| | |
23-01648 | 07/29/2024 | Claimant(s): Robin Garner Claimant Lawyers(s): Jenice L. Malecki Respondent(s): Craig-Hallum Capital Group LLC Respondent Lawyers(s): Terrence J. Fleming Arbitrator(s): John P. Cullem, Oliver J. Janney, Monique Mavour Hearing Site: Tampa, FL
| | |
23-01281 | 07/26/2024 | Claimant(s): John Loyd Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth, Kelsey Vasko Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX
| | |
23-02988 | 07/26/2024 | Claimant(s): Travis Hughes Claimant Lawyers(s): Eric A. Michaels Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Jay H. Feldstein Hearing Site: Albuquerque, NM
| | |
23-03425 | 07/26/2024 | Claimant(s): Michael Bond Claimant Lawyers(s): Bruce W. Barnes Respondent(s): USAA Investment Services Company Respondent Lawyers(s): David W Erb Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL
| | |
22-02415 | 07/26/2024 | Claimant(s): BG Strategic Advisors, BGSA Holdings Claimant Lawyers(s): Marc S. Dobin Respondent(s): Ryan Kuhn Respondent Lawyers(s): Peter T. Mavrick Arbitrator(s): Avery B. Goodman, Stephen Gregg Ellis, Danny Lynn Ingram Hearing Site: Boca Raton, FL
| | |
23-02918 | 07/24/2024 | Claimant(s): Ahmed Gheith Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Paulson Investment Company Respondent Lawyers(s): Amal S. Amin Arbitrator(s): Julian F. Santos, Robert Francis Geary, Peter Whittingham Hearing Site: New York, NY
| | |