22-02016 | 05/08/2023 | Claimant(s): Joseph Fallarino Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Joseph Stone Capital L.L.C., Worden Capital Management LLC Respondent Lawyers(s): Damian Maggio, Jamie J. Worden Arbitrator(s): Thomas M. Amadio, Mary Julia O'Connell, Eric Goldman Hearing Site: New York, NY
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22-01704 | 05/08/2023 | Claimant(s): Cary Kleinfield Claimant Lawyers(s): Harris Freedman Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Gianluca Morello Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL
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22-01926 | 05/08/2023 | Claimant(s): Robert Westropp Claimant Lawyers(s): Eric A. Bensky Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Sarah Zimmer Arbitrator(s): Leon Fox Hearing Site: Chicago, IL
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22-00800 | 05/08/2023 | Claimant(s): Robert Sloan Claimant Lawyers(s): Robert C Sloan Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Jason Allen Rosner Hearing Site: Boca Raton, FL
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22-01014 | 05/05/2023 | Claimant(s): Dmitry Netis Claimant Lawyers(s): Shashi K. Dholandas Respondent(s): Stephens Inc. Respondent Lawyers(s): Allison Rhodes Arbitrator(s): Richard W. Vallario, Melinda G Gordon, Marilyn Yang Hearing Site: New York, NY
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22-02079 | 05/05/2023 | Claimant(s): Roberto Rivera Vazquez Claimant Lawyers(s): Gara M. Seagraves Respondent(s): Popular Securities. Respondent Lawyers(s): Mariela M. Ramierz-Morales Arbitrator(s): Robert G. Falbisaner Hearing Site: San Juan, PR
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22-00020 | 05/05/2023 | Claimant(s): Bryan Sullivan Claimant Lawyers(s): Ruth I. Major Respondent(s): Wells Fargo Clearing Services, Robert Wellford Respondent Lawyers(s): Sara Soto Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL
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22-02039 | 05/05/2023 | Claimant(s): Steven Lewine Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY
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22-02352 | 05/05/2023 | Claimant(s): Jonathan Beitler Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Raymond James Financial Services., FSC Securities Corporation Respondent Lawyers(s): James Noblett, Laura Ruiz Rivera Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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22-01046 | 05/04/2023 | Claimant(s): Ronan Cox Claimant Lawyers(s): Seth N. Bursky Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy Winer Arbitrator(s): Julian F. Santos, Veera V. Konka, Thomas Hansen Boast Hearing Site: New York, NY
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