| 22-02739 | 05/18/2023 | Claimant(s): Michael Orr
Claimant Lawyers(s): Michael Orr
Respondent(s): Laurence Allen, Michael Schunk, Nyppex
Respondent Lawyers(s): Jonathan E. Neuman
Arbitrator(s): Eugene G. P. Byrne
Hearing Site: New York, NY
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| 22-02677 | 05/17/2023 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Joseph Desapio
Respondent Lawyers(s): Joseph C. Desapio
Arbitrator(s): Judith C. Zerden
Hearing Site: New York, NY
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| 22-00921 | 05/15/2023 | Claimant(s): John Holly
Claimant Lawyers(s): Samantha Pastor
Respondent(s): JWGenesis Securities., Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deirdre Wolff, Paul Sankovich
Arbitrator(s): Gerald Silverman
Hearing Site: Boca Raton, FL
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| 22-01027 | 05/12/2023 | Claimant(s): Daniel Dong
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ernst & Young Capital Advisors
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Morton S. Bunis
Hearing Site: New York, NY
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| 22-01666 | 05/12/2023 | Claimant(s): Joseph Kruse
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): McClellon D. Cox
Arbitrator(s): Maya Steinitz
Hearing Site: Chicago, IL
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| 21-02283 | 05/12/2023 | Claimant(s): Unbnd Group Pty LTD.
Claimant Lawyers(s): Rex A. Mann
Respondent(s): Park Lane IBS, Stonehaven
Respondent Lawyers(s): Michael D. Kibler
Arbitrator(s): Eva H. Posman, Elliot Schnapp, Vincent Louis
Hearing Site: New York, NY
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| 22-01685 | 05/12/2023 | Claimant(s): Allan Babaian
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): National Securities Corporation, Joseph Stone Capital L.L.C.
Respondent Lawyers(s): Damian Maggio, Emily A. Hayes
Arbitrator(s): George G. Kurschner, David I. Stern, Philip Lindsay Bullen
Hearing Site: Boca Raton, FL
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| 22-01920 | 05/12/2023 | Claimant(s): Andrew Massaro
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Anthony Marchese, Susan Romano, Glenn Ravenell
Hearing Site: New York, NY
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| 23-00021 | 05/11/2023 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert Fitzpatrick
Respondent(s): Dennis Hanrahan
Respondent Lawyers(s): Dennis Christopher Hanrahan
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
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| 22-02171 | 05/11/2023 | Claimant(s): Francisco Landivar
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
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