05-01212 | 02/25/2008 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Michael J. Fortunato Respondent(s): Charles Haraburda, Gregory Elinsky, Michael Botte Respondent Lawyers(s): Michael J. Fortunato, Richard J. Puleo Arbitrator(s): Louis H. Miron, Alan M. Schankel, Gregory Hunter Mathews Hearing Site: Philadelphia, PA
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06-04084 | 02/25/2008 | Claimant(s): Roy Budd Claimant Lawyers(s): Ethan A. Brecher Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): Dorothy F. Gray, Richard E. Lerner, David I. Goldblatt Hearing Site: New York, NY
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06-05400 | 02/22/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Eric Rivenbark Respondent Lawyers(s): Eric Ryan Rivenbark Arbitrator(s): Timothy J. Wright, Michael Lloyd Weisel, Michael F. Pearl Hearing Site: Raleigh, NC
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07-00017 | 02/22/2008 | Claimant(s): John Terzis Claimant Lawyers(s): John J. Lynch Respondent(s): Joseph Johnson Respondent Lawyers(s): John S. Burke Arbitrator(s): Ronald A. Lavery, Phillips M. Montross, Elsa Mannarelli Miller Hearing Site: Chicago, IL
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07-01871 | 02/22/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings. Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Christopher Keelin Respondent Lawyers(s): Christopher W. Keelin Arbitrator(s): Claude H. Paddock, Perry Lee Taylor, William Stephen Lee Hearing Site: Birmingham, AL
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07-01874 | 02/22/2008 | Claimant(s): Robert Woods, Todd Slotkin Claimant Lawyers(s): Daniel A. Pollack Respondent(s): Natixis Capital Markets., Natixis Securities North America. Respondent Lawyers(s): Howard J. Rubin Arbitrator(s): Steven J. Petrie, William C. Struyk, John Murray Carroll Hearing Site: New York, NY
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07-02020 | 02/22/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Vanessa Rivera-Laboy Respondent Lawyers(s): Vanessa Rivera-Laboy Arbitrator(s): Jack Stein Hearing Site: San Juan, PR
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07-02532 | 02/22/2008 | Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): Giovanni Difiore Respondent Lawyers(s): Gary J. Fernandez Arbitrator(s): Mark E. Larson Hearing Site: Chicago, IL
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07-00213 | 02/21/2008 | Claimant(s): John Babalis Claimant Lawyers(s): Timothy A. Canning Respondent(s): Kevin Graham, Raymond James Financial Services., Thomas Harrington Respondent Lawyers(s): Leslie R. Murtagh Arbitrator(s): Kenneth Kleeman, Henry G. Plaster, Wesley C. Wilson Hearing Site: Charleston, WV
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05-02411 | 02/20/2008 | Claimant(s): Thomas Fitzgerald Claimant Lawyers(s): J. Steven Parker Respondent(s): Ameriprise Advisor Services., H & R Block. Respondent Lawyers(s): Robert M. Vercruysse Arbitrator(s): Dana R. Dawe, Martin I. Reisig, Mayra Adela Rodriguez Hearing Site: Detroit, MI
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