06-04502 | 07/01/2008 | Claimant(s): Janet MacLean Claimant Lawyers(s): Paul M. Glickman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Matthew C. Applebaum Arbitrator(s): Mary C. Kelleher Hearing Site: Boston, MA
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07-02319 | 07/01/2008 | Claimant(s): Eric Hansen Claimant Lawyers(s): Nicole A. Rizzo Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Lucy J. Karl, Peter L. Curry, Jeffrey P. Petrucelly Hearing Site: Boston, MA
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07-01835 | 06/26/2008 | Claimant(s): Louise Ladd Claimant Lawyers(s): Michael H. Schaalman Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Herbert S. Bratt, James P. O'Donnell, Suanne F. Goldman Hearing Site: Milwaukee, WI
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07-00401 | 06/24/2008 | Claimant(s): National Securities Corporation Claimant Lawyers(s): Mark Roth Respondent(s): Antonio Coladonato Respondent Lawyers(s): Antonio Coladonato Arbitrator(s): Larry A. Kimmel, Dorothy F. Gray, David N. Brainin Hearing Site: New York, NY
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07-00534 | 06/23/2008 | Claimant(s): Thomas Mccarthy Claimant Lawyers(s): Cindy D Salvo Respondent(s): Financial Network Investment Corporation, Karoon Capital Markets. Respondent Lawyers(s): Paul A. Lieberman, Thomas Vays Arbitrator(s): Jeffrey Steinberg, Linda T. Pellegrino, Douglas John Baumann Hearing Site: Newark, NJ
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07-00131 | 06/20/2008 | Claimant(s): Michael Ziegelbaum Claimant Lawyers(s): Michael Burrows Respondent(s): MarkeAxess Holdings. f/k/a Martket, Marketaxess Corporation Respondent Lawyers(s): David A. Picon, Kenneth E. Aldous Arbitrator(s): Frank M. Suttell, Carole R. Bernstein, Alun Hywel Jones Hearing Site: New York, NY
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07-01247 | 06/20/2008 | Claimant(s): Michael Ziegelbaum Claimant Lawyers(s): Michael Burrows Respondent(s): MarketAxess Holdings Inc. f/k/a Market Respondent Lawyers(s): Kenneth E. Aldous Arbitrator(s): Hearing Site: New York, NY
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07-01940 | 06/19/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kenneth Freedman Respondent Lawyers(s): Kenneth D. Freedman Arbitrator(s): Frank F. Foys, Robert W. Edler, Richard A. Van Kalker Hearing Site: Chicago, IL
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07-02837 | 06/17/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin A. Rowin Respondent(s): David Ricca Respondent Lawyers(s): David A. Ricca Arbitrator(s): Lisa Catalano Hearing Site: New York, NY
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07-03382 | 06/16/2008 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jill B. Clarke Respondent(s): Angela Jordison Respondent Lawyers(s): Angela Jordison Arbitrator(s): William B. Kirby Hearing Site: Portland, OR
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