08-00112 | 10/31/2008 | Claimant(s): Brandon Henry Claimant Lawyers(s): Mark J. Appleton Respondent(s): Cascade Financial Management. Respondent Lawyers(s): Vance O. Knapp Arbitrator(s): Judith Ferris Witthohn, Charles A. Newton, Samuel Clinton O'Daniel Hearing Site: Denver, CO
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08-01376 | 10/31/2008 | Claimant(s): Gwen Snorteland Claimant Lawyers(s): Howard I. Elman Respondent(s): Mizuho Securities USA Inc. Respondent Lawyers(s): Ronald E. Richman Arbitrator(s): Arnold L. Goren, Peter P. Skomorowsky, Arthur H. Sobel Hearing Site: New York, NY
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07-01322 | 10/30/2008 | Claimant(s): Jack Moreland Claimant Lawyers(s): Jeffrey S. Kruske Respondent(s): Perkins, Smart and Boyd. Respondent Lawyers(s): Edward A. McConwell Arbitrator(s): Melford V. McCormick, Donald B. Clark, James R. Shetlar Hearing Site: Kansas City, MO
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07-02792 | 10/30/2008 | Claimant(s): First Allied Securities. Claimant Lawyers(s): Marion J. Vomhof Respondent(s): Stephen Brown Respondent Lawyers(s): Robert S. Banks Arbitrator(s): Gregory L. Abbott, Grant E. Griffith, Michael G. Hanlon Hearing Site: Portland, OR
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07-02711 | 10/29/2008 | Claimant(s): Frederick Arnold Claimant Lawyers(s): Frederick Jay Arnold Respondent(s): Donald Siok, John Carney Respondent Lawyers(s): Donald Drew Siok, John Anthony Carney Arbitrator(s): Mary Ann M. Melchiorre Hearing Site: Philadelphia, PA
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08-00145 | 10/29/2008 | Claimant(s): PNC Investments Inc. Claimant Lawyers(s): Elizabeth M. Hill Respondent(s): Andrea Sawchuk Respondent Lawyers(s): Brian K. Wiley Arbitrator(s): Alan M. Schankel, Carol H. Gold, Fred W. Miller Hearing Site: Philadelphia, PA
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08-01472 | 10/29/2008 | Claimant(s): Citigroup Global Markets., Citigroup Golbal Markets Holdings. Claimant Lawyers(s): Jennifer Blunt Respondent(s): Carlos Shibata Respondent Lawyers(s): Carlos A. Shibata Arbitrator(s): Daniel H. Yaffe, Laura Jeanette Cognetti, Doug Campbell Hearing Site: Miami, FL
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07-02690 | 10/24/2008 | Claimant(s): Kayvan Karoon Claimant Lawyers(s): George Brunelle Respondent(s): First Montauk Securities Corp. Respondent Lawyers(s): Robert I. Rabinowitz Arbitrator(s): David L. Becker, Philip W Gaffney, Richard V. Adams Hearing Site: Newark, NJ
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06-04719 | 10/23/2008 | Claimant(s): Robert Grimm, William Featherston Claimant Lawyers(s): Robert H. Grimm Respondent(s): CBA Securities LLC Respondent Lawyers(s): Joseph Nocella Arbitrator(s): John Thomas Shaban Hearing Site: Hartford, CT
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07-03593 | 10/23/2008 | Claimant(s): Thomas Holmes Claimant Lawyers(s): Kevin Thomas Hoffman Respondent(s): Susquehanna Financial Group, LLLP Respondent Lawyers(s): Andrew C. Curley Arbitrator(s): Philip S. Cottone, Sean M. Sweeney, L. Martin Miller Hearing Site: Philadelphia, PA
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