| 08-02827 | 11/17/2008 | Claimant(s): Beverly Pirtle, Roger Pirtle
Claimant Lawyers(s): Scott L. Silver
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Martin B. Breighner
Hearing Site: Detroit, MI
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| 08-00950 | 11/14/2008 | Claimant(s): Michael OKeefe
Claimant Lawyers(s): Christopher G. Massey
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Lipton
Arbitrator(s): Felix A. Meschini, Catherine Stewart, George F. Adams
Hearing Site: Philadelphia, PA
| | Expungement |
| 07-02149 | 11/12/2008 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Carl Anderson
Respondent Lawyers(s): Carl J. Anderson
Arbitrator(s): Henry Ott-Hansen, Michael D. Neft, Robert G. Conway
Hearing Site: Pittsburgh, PA
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| 07-03252 | 11/12/2008 | Claimant(s): Richard McFarland
Claimant Lawyers(s): Richard McFarland
Respondent(s): Associated Securities Corp.
Respondent Lawyers(s): Teri Zimon
Arbitrator(s): James R. Dickson
Hearing Site: San Francisco, CA
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| 08-00689 | 11/12/2008 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jonathan Stewart
Respondent Lawyers(s): William J. Schifino
Arbitrator(s): Terry G. Cleaves, William H. Steinbrenner, Robert C. Werner
Hearing Site: Orlando, FL
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| 08-01040 | 11/12/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Gregory R. Crochet
Respondent(s): Francisco Diaz
Respondent Lawyers(s): Francisco A. Diaz
Arbitrator(s): G. Robert Abrams
Hearing Site: Miami, FL
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| 08-01353 | 11/12/2008 | Claimant(s): Katherine Knowlden-Ryerson
Claimant Lawyers(s): Katherine C. Knowlden-Ryerson
Respondent(s): Primevest Financial Services.
Respondent Lawyers(s): Thomas Vays
Arbitrator(s): Joseph O'Donnell
Hearing Site: Baltimore, MD
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| 05-05322 | 11/11/2008 | Claimant(s): Ehrenkrantz King Nussbaum
Claimant Lawyers(s): Anthony Ottimo
Respondent(s): Anthony Ottimo, Edward Short, George Tamborello, Robert Ciaccio, Thomas Giugliano, Thomas O'Neill, Empire Financial Group Inc.
Respondent Lawyers(s): George M. Tamborello, Neil S. Baritz, Robert M. Bursky
Arbitrator(s): Henry F. Minnerop, Carroll E. Neesemann, Michael E. Silverman
Hearing Site: New York, NY
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| 07-02546 | 11/10/2008 | Claimant(s): Roger Anderson
Claimant Lawyers(s): Joan A. Renegar
Respondent(s): Southwest Securities.
Respondent Lawyers(s): Bryan J. Hurst
Arbitrator(s): G. Dale McKissick, Daniel A. Kile, Edward J. Lynch
Hearing Site: Dallas, TX
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| 08-01171 | 11/10/2008 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Christopher Weighart
Respondent Lawyers(s): Christopher Grey Weighart
Arbitrator(s): Michael Quarto
Hearing Site: Philadelphia, PA
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