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FINRA Awards for Carl J. Anderson

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0214911/12/2008Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Carl Anderson
Respondent Lawyers(s): Carl J. Anderson
Arbitrator(s): Henry Ott-Hansen, Michael D. Neft, Robert G. Conway
Hearing Site: Pittsburgh, PA

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