| 08-02435 | 03/18/2009 | Claimant(s): William Young
Claimant Lawyers(s): William A. Young
Respondent(s): Alfred Oliva, Harmony Executions
Respondent Lawyers(s): Alfred J. Oliva
Arbitrator(s): Catherine Ladnier
Hearing Site: New York, NY
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| 08-03157 | 03/18/2009 | Claimant(s): William Tucker
Claimant Lawyers(s): William Tucker
Respondent(s): Diesel Energy International, L.L.C.
Respondent Lawyers(s): James C. Allen
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 08-03497 | 03/18/2009 | Claimant(s): Kevin Kloski
Claimant Lawyers(s): Kevin M. Kloski
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christin Choi
Arbitrator(s): Chesley Oriel
Hearing Site: Hartford, CT
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| 07-00130 | 03/17/2009 | Claimant(s): Duane Winchester, Fahrudin Sinanaj, John Suh, Tyre Newsome
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): Maxim Group LLC
Respondent Lawyers(s): Lawrence R. Sandak
Arbitrator(s): Hilary B. Miller, Mary Noe, Keith Roberts
Hearing Site: New York, NY
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| 08-00217 | 03/17/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Thomas D. Cordell
Respondent(s): Tommy Sausley
Respondent Lawyers(s): Tommy N. Sausley
Arbitrator(s): Bernard D. Hammer, Gregory E. Muenster, James M. Alexander
Hearing Site: Houston, TX
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| 08-00301 | 03/17/2009 | Claimant(s): Tyrone Tabak
Claimant Lawyers(s): Fred N. Tabak
Respondent(s): Wedbush Morgan Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Vernon Barnum, Michael D. Harrison, R. Peter Faris
Hearing Site: Las Vegas, NV
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| 07-02184 | 03/13/2009 | Claimant(s): Global Crown Capital
Claimant Lawyers(s): Melvin K. Patterson
Respondent(s): Ronald Clement
Respondent Lawyers(s): Ronald Clement
Arbitrator(s): James N. D'Orso, Walter F. Dillaway, Marian L. Snyder
Hearing Site: San Francisco, CA
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| 08-00952 | 03/13/2009 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Jesse Brown
Respondent Lawyers(s): Jesse Booker Brown
Arbitrator(s): A. Brad Busscher, Howard B. Silverman, Jerome Arthur Connolly
Hearing Site: Chicago, IL
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| 08-01633 | 03/12/2009 | Claimant(s): Gregory Hampy
Claimant Lawyers(s): Douglas F. Stone
Respondent(s): Synergy Investment Group
Respondent Lawyers(s): Dexter B. Johnson
Arbitrator(s): Susan L. Luck, Robert S. Zuckerman, Michael James Childers
Hearing Site: Charlotte, NC
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| 08-01663 | 03/12/2009 | Claimant(s): William Cox
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Steven M. Greenbaum, Donald M. Macdonald, Deborah A. Jackson
Hearing Site: Atlanta, GA
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