06-04042 | 03/23/2009 | Claimant(s): Robert Traitz Claimant Lawyers(s): James A. Batson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Audrey Y. Dupont Arbitrator(s): Edith M. Novack, S. Charles Tabak, Phillip Benedetto Hearing Site: Newark, NJ
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07-02064 | 03/23/2009 | Claimant(s): Clark Dodge & Co.. Claimant Lawyers(s): Randle B. Carpenter Respondent(s): Shawn Vincze Respondent Lawyers(s): Shawn Vincze Arbitrator(s): Elizabeth Gilbert Hearing Site: New York, NY
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08-03126 | 03/23/2009 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Rachael Carp Respondent(s): Michael Cox Respondent Lawyers(s): Michael D. Cox Arbitrator(s): Lowell D. Johnston Hearing Site: New York, NY
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05-03716 | 03/20/2009 | Claimant(s): Kirlin Securities. Claimant Lawyers(s): Isaac M. Zucker Respondent(s): Anthony Kirincic, David Lindner, Edward Deicke, Edward Wells, Frank Nargentino, Marcello Lattuca, Matthew Senicola, GunnAllen Financial Respondent Lawyers(s): Isaac M. Zucker, Jay Israel, Michael Gilmore Arbitrator(s): Philip M. Mandel, Krishna M. Vempaty, William G. Binckes Hearing Site: New York, NY
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07-01196 | 03/20/2009 | Claimant(s): Gary Neiens Claimant Lawyers(s): Maureen J. Duris Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Susan B. Gans-Smith, Ronald E. Malmfeldt, Kendall C. Reed Hearing Site: Los Angeles, CA
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08-00403 | 03/20/2009 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): D. Daxton White Respondent(s): Jon Armstrong Respondent Lawyers(s): Jon D. Armstrong Arbitrator(s): Douglas E. DeTata, Paul M. Foster, John Edward Bersin Hearing Site: San Francisco, CA
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08-01034 | 03/20/2009 | Claimant(s): Randy Smith Claimant Lawyers(s): David R. Clouston Respondent(s): Mitch Kramer Respondent Lawyers(s): Eric F. Dankesreiter Arbitrator(s): Jeff Abrams, Robert R. Nursey, G. Maynard Green Hearing Site: Dallas, TX
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08-02938 | 03/20/2009 | Claimant(s): Pointe Capital. Claimant Lawyers(s): Daniel R Levene Respondent(s): Nicolas Arango Respondent Lawyers(s): Nicolas Esteban Arango Arbitrator(s): J. Julie Jason Hearing Site: New York, NY
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07-02664 | 03/18/2009 | Claimant(s): Capital Growth Financial Claimant Lawyers(s): Michael Jacobs Respondent(s): Gregg Nussbaum, First American Capital & Trading Corp. Respondent Lawyers(s): Marc S. Dobin, Neil S. Baritz Arbitrator(s): Jeffrey C. Thompson, Joel Margolies, Edward J. Gordon Hearing Site: Boca Raton, FL
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07-03221 | 03/18/2009 | Claimant(s): Michael Vanin Claimant Lawyers(s): Valerie S. Carter Respondent(s): Wachovia Securities, Prudential Equity Group Respondent Lawyers(s): Barry J. Miller, Thomas J. Kavaler Arbitrator(s): Gerald H. Powers, Patricia Gatto Hechavarria, Evalyn Lipton Fishbein Hearing Site: Boston, MA
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