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FINRA Awards for Randle B. Carpenter

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0206403/23/2009Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Randle B. Carpenter
Respondent(s): Shawn Vincze
Respondent Lawyers(s): Shawn Vincze
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
07-0203501/07/2008Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Randle B. Carpenter
Respondent(s): James Rossi
Respondent Lawyers(s): James David Rossi
Arbitrator(s): W. Jeffrey Weinlandt
Hearing Site: New York, NY
07-0178612/12/2007Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Randle B. Carpenter
Respondent(s): Martin Rybak
Respondent Lawyers(s): Martin Rybak
Arbitrator(s): Brian J. Neville
Hearing Site: New York, NY
07-0177311/20/2007Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Randle B. Carpenter
Respondent(s): Jorge Ferreira
Respondent Lawyers(s): Jorge C. Ferreira
Arbitrator(s): Berton Seltzberg
Hearing Site: New York, NY

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