05-03716 | 03/20/2009 | Claimant(s): Kirlin Securities. Claimant Lawyers(s): Isaac M. Zucker Respondent(s): Anthony Kirincic, David Lindner, Edward Deicke, Edward Wells, Frank Nargentino, Marcello Lattuca, Matthew Senicola, GunnAllen Financial Respondent Lawyers(s): Isaac M. Zucker, Jay Israel, Michael Gilmore Arbitrator(s): Philip M. Mandel, Krishna M. Vempaty, William G. Binckes Hearing Site: New York, NY
| | |
06-02116 | 06/12/2008 | Claimant(s): Hatch Insurance Agency. Claimant Lawyers(s): C. Mark Stratton Respondent(s): Kirlin Securities. Respondent Lawyers(s): Isaac M. Zucker Arbitrator(s): Terrence J. Fleming, Robert Lee Nelson, Grant D. Sanders Hearing Site: Minneapolis, MN
| | $30,000 |
06-04786 | 09/27/2007 | Claimant(s): Mindy Bokser Claimant Lawyers(s): Timothy A. Canning Respondent(s): Andrew Israel, Anthony Kirincic, David Lindner, Jay Frost, Kirlin Securities. Respondent Lawyers(s): Isaac M. Zucker, Jay Frost Arbitrator(s): Herb Schwartz Hearing Site: San Francisco, CA
| | Settlement |