08-04666 | 06/03/2009 | Claimant(s): Larry Wilbanks Claimant Lawyers(s): Larry Stephen Wilbanks Respondent(s): Hancock Securities Group Respondent Lawyers(s): Donald J. Mehan Arbitrator(s): William Stark Port Hearing Site: St. Louis, MO
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08-02004 | 06/01/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jonathan E. Levine Respondent(s): Joseph Connor Respondent Lawyers(s): Joseph A. Connor Arbitrator(s): Susan A. Mathews, Baunita M. Greer, Jehangir Fuller Varzi Hearing Site: Washington, DC
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08-03288 | 06/01/2009 | Claimant(s): Edward Levy Claimant Lawyers(s): Curtis E. Pew Respondent(s): Trident Partners Ltd. Respondent Lawyers(s): William Quigley Arbitrator(s): Alun Hywel Jones Hearing Site: New York, NY
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07-02662 | 05/29/2009 | Claimant(s): Murphy & Durieu Claimant Lawyers(s): James M. Moriarty Respondent(s): Cindy Dodeles, David Dodeles, J.P. Morgan Securities, Louis Cesario, RBC Capital Markets Corporation, Hamershlag, Dodeles & Co., Penson Financial Services. Respondent Lawyers(s): Cindy Dodeles, David S. Richan, Gene L. Small, Ivan Dodeles, Joseph F. Keenan, Louis Cesario Arbitrator(s): David S. Billet, Robert Pincus, Anthony J. Raimondi Hearing Site: New York, NY
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08-01182 | 05/29/2009 | Claimant(s): Thomas Moran Claimant Lawyers(s): Joshua S. Pinsky Respondent(s): Prudential Equity Group Respondent Lawyers(s): Kenneth Fuchs Arbitrator(s): David D. Cohen Hearing Site: Tampa, FL
| | Expungement |
08-01183 | 05/29/2009 | Claimant(s): Thomas Moran Claimant Lawyers(s): Joshua S. Pinsky Respondent(s): Prudential Equity Group Respondent Lawyers(s): Kenneth Fuchs Arbitrator(s): Hearing Site: Tampa, FL
| | Expungement |
08-04581 | 05/28/2009 | Claimant(s): Stewart Mcfadden Claimant Lawyers(s): Stewart McFadden Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): William D. Nelson Arbitrator(s): William F. Skewes Hearing Site: Denver, CO
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08-01606 | 05/26/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Nicole Stadelmaier Respondent(s): Gregory Ricker Respondent Lawyers(s): Grover S. Parnell, Jr. Arbitrator(s): Alan M. Schankel, Felix A. Meschini, John T. Hausladen Hearing Site: Philadelphia, PA
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08-02010 | 05/26/2009 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Chris Rotan Respondent Lawyers(s): Dan McElroy Arbitrator(s): R. Dan Mitchell, James P. Kinkade, Larry N. Quinn Hearing Site: Dallas, TX
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08-01694 | 05/22/2009 | Claimant(s): Gregory Glenn Claimant Lawyers(s): Derek C. Anderson Respondent(s): Amy Melner, UBS Financial Services Inc., Lisa Cregan Respondent Lawyers(s): Tracy A. Miller Arbitrator(s): Daniel J. Lind, Eugene R. Nielson, Edwin J. Buckley Hearing Site: Phoenix, AZ
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