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FINRA Awards for Kenneth Fuchs

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0118205/29/2009Claimant(s): Thomas Moran
Claimant Lawyers(s): Joshua S. Pinsky
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Kenneth Fuchs
Arbitrator(s): David D. Cohen
Hearing Site: Tampa, FL
Expungement
08-0118305/29/2009Claimant(s): Thomas Moran
Claimant Lawyers(s): Joshua S. Pinsky
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Kenneth Fuchs
Arbitrator(s):
Hearing Site: Tampa, FL
Expungement
08-0100205/20/2009Claimant(s): The Estate of Mary A. Musil
Claimant Lawyers(s): Richard A. Kutche
Respondent(s): Wachovia Securities, A.G. Edwards & Sons., Prudential Equity Group
Respondent Lawyers(s): James C. Browning, Kenneth Fuchs
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
Checkmark Icon$36,717
08-0040811/06/2008Claimant(s): Ruth Farr
Claimant Lawyers(s): William L. White
Respondent(s): Wachovia Securities, Prudential Equity Group, UBS Services USA LLC
Respondent Lawyers(s): Dan A. Rosenbaum, Demian J. Betz, Kenneth Fuchs
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
Checkmark Icon$213

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