08-00441 | 06/17/2009 | Claimant(s): Michael Maloney Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): Banc of America Securities LLC Respondent Lawyers(s): Joseph C. O'Keefe Arbitrator(s): Joan M. Traub, Alida D. Camp, Donald Raymond McNally Hearing Site: New York, NY
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08-01828 | 06/17/2009 | Claimant(s): Peter Tocco Claimant Lawyers(s): Ethan A. Brecher Respondent(s): Walter J. Dowd. Respondent Lawyers(s): Daniel C. Callaway Arbitrator(s): Martin Jay Siegel, Kenneth M. Felder, Robert E. Holley Hearing Site: New York, NY
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07-03347 | 06/15/2009 | Claimant(s): Ray Gatten Claimant Lawyers(s): J. Pat Sadler Respondent(s): Ferris, Baker Watts Respondent Lawyers(s): Daniel J. Donovan Arbitrator(s): Calvin D. Cevaal, Chase Boone Saunders, Stuart W. Elliott Hearing Site: Charlotte, NC
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08-02820 | 06/12/2009 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): Charles LaChaussee Respondent(s): Robert Whidden Respondent Lawyers(s): Allan Bloom Arbitrator(s): Sheldon M. Jaffe, Michael D. Harrison, Steven J. Feldman Hearing Site: Los Angeles, CA
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06-00240 | 06/10/2009 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Patricia Tsipras Respondent(s): Mark Rossel Respondent Lawyers(s): Erwin J. Shustak Arbitrator(s): Dean Schneider, Theresa Y. Hu, David S. Harrison Hearing Site: Los Angeles, CA
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07-01037 | 06/10/2009 | Claimant(s): Charles Bever Claimant Lawyers(s): Michael McDonough Respondent(s): Wachovia Securities Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Harry L. Sheehy, Michael I. White, Bridget A. Mitchell Hearing Site: Des Moines, IA
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08-01786 | 06/10/2009 | Claimant(s): Radhakrishnan Nair Claimant Lawyers(s): Radhakrishnan Nair Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): E. Andre Velez Arbitrator(s): Cheryl H. Agris, Mary Elizabeth Satran, Eileen Devaney Leo Hearing Site: Hartford, CT
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08-02059 | 06/10/2009 | Claimant(s): Chase Investment Services Corp. Claimant Lawyers(s): Thomas J. Cahill Respondent(s): Brian Radoo, Next Financial Group. Respondent Lawyers(s): Brian Radoo, Melvin G. Mosley Arbitrator(s): Marguerite B. Filson, Robert S. Getman, James D. Yellen Hearing Site: New York, NY
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07-02208 | 06/09/2009 | Claimant(s): Saundra Genoni Claimant Lawyers(s): Christopher Coss Respondent(s): Bradford Shaffer Respondent Lawyers(s): Claudine Q. Homolash Arbitrator(s): Joseph L. Farrell, Richard Frank Colello, Thomas J. Beagan Hearing Site: Philadelphia, PA
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07-03406 | 06/09/2009 | Claimant(s): Gregory Mantor, Ascension Financial Solutions. Claimant Lawyers(s): Benjamin B. Segel Respondent(s): Kenneth Mueller, Heartland Holding Company. Respondent Lawyers(s): Hunter Durham Arbitrator(s): James A. Francis, Arnold M. Malech, Sarah R. Cole Hearing Site: Columbus, OH
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