08-00693 | 10/20/2009 | Claimant(s): Tara Gutierrez-Maddi Claimant Lawyers(s): Kirk D. Holman Respondent(s): Brian Wall, A.G. Edwards & Sons. Respondent Lawyers(s): Christi Hilker Vaglio, Jeffrey Hanslick Arbitrator(s): Leah A. Murray, Michael D. Fitzgerald, Gerald Francis Lamberti Hearing Site: Kansas City, MO
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08-03237 | 10/20/2009 | Claimant(s): David Medina Claimant Lawyers(s): Joni M Fixel Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Norman D. Hawkins Arbitrator(s): Robert A. Vogler, Barry Goldman, John A. Cook Hearing Site: Detroit, MI
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08-04333 | 10/20/2009 | Claimant(s): Robert W. Baird & Co. Incorporated Claimant Lawyers(s): David P. Muth Respondent(s): Bradford Marshall, Robert Gesdorf, Shelagh Stewart, Thomas Palmer Respondent Lawyers(s): Marc S. Dobin Arbitrator(s): Peter J. Lavezzoli, Roy B. Gonas, Herbert Branitsky Hearing Site: Ft. Lauderdale, FL
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09-02813 | 10/20/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Joseph D. MacLellan Respondent(s): Kirk Barrett Respondent Lawyers(s): Kirk Christopher Barrett Arbitrator(s): Thomas J. Donoghue Hearing Site: Boston, MA
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08-02765 | 10/19/2009 | Claimant(s): Stephen Bull, Bull Capital Management n/k/a Next Claimant Lawyers(s): Valerie Lynn Bailey-Rihn Respondent(s): James Shaw, J.W. Shaw Group. Respondent Lawyers(s): Vincent E. Nowak Arbitrator(s): Richard B. Bequette, Ernest F. Modzelewski, Michael F. Patterson Hearing Site: Phoenix, AZ
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08-04684 | 10/19/2009 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John McGuire Respondent(s): Peter Balint Respondent Lawyers(s): Peter Balint Arbitrator(s): Linda R. Alpert, Jack Steiner, Kenneth F. Leder Hearing Site: New York, NY
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09-02809 | 10/19/2009 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Michael Wheatley Respondent Lawyers(s): Michael J. Wheatley Arbitrator(s): Patrick J. Burley Hearing Site: Cincinnati, OH
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07-03030 | 10/16/2009 | Claimant(s): Gretchen Burke Claimant Lawyers(s): Liam O'Brien Respondent(s): Citigroup Global Markets., Jeffrey Tucker, John Ebaniette Respondent Lawyers(s): Christopher M. Galusha Arbitrator(s): Joseph B. Russell, Dwight Wassong, Sharon A. McCloskey Hearing Site: Newark, NJ
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08-02811 | 10/16/2009 | Claimant(s): John Griff Claimant Lawyers(s): Daniel A. Pollack Respondent(s): National Banc Financial., National Bank of Canada Financial, Putnam Lovell NBF Securities. Respondent Lawyers(s): Lauren Reiter Brody Arbitrator(s): John B. Sprung, Alan Steven Brodherson, James D. Muir Hearing Site: New York, NY
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08-03604 | 10/16/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jonathan E. Levine Respondent(s): James Hutchison Respondent Lawyers(s): James P. Hutchison Arbitrator(s): Gregory E. Cater, Michael C. Hempfling, Matthew Crump Hearing Site: Houston, TX
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