09-00770 | 06/15/2010 | Claimant(s): Alvin Shrago Claimant Lawyers(s): James A. Batson Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Jill L. Rosenberg Arbitrator(s): Peter A. Goldman, William C. Soo-Hoo, Anita Sippy Hearing Site: New York, NY
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09-01573 | 06/15/2010 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Colleen M. Fitzgerald Respondent(s): Paul Kotos Respondent Lawyers(s): Curtis Carlson Arbitrator(s): Linda Fairchild, Paul Lilling, Dennis R. Nolte Hearing Site: Orlando, FL
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09-03231 | 06/15/2010 | Claimant(s): Clayton Scholand, George Rankin, George Verdone, Samuel Rankin, William Wynn Claimant Lawyers(s): Sara W Higgins Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Christopher M. Galusha Arbitrator(s): Harold Engelman, James Edward Banks, Wendy J. Reyner Hearing Site: Charlotte, NC
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09-06602 | 06/15/2010 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill B. Clarke Respondent(s): Frank Polsinello Respondent Lawyers(s): Frank Joseph Polsinello Arbitrator(s): Jack Friedman Hearing Site: Albany, NY
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09-00116 | 06/14/2010 | Claimant(s): Richard Sampson Claimant Lawyers(s): James A. Shalvoy Respondent(s): Capmark Securities Inc. Respondent Lawyers(s): John V. McDermott Arbitrator(s): Victoria E. Johnson, Grace L. Heyne, Steven A. Wawra Hearing Site: Los Angeles, CA
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09-03507 | 06/11/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Paul T. Cahill Respondent(s): Mark Emberton Respondent Lawyers(s): Mark Radley Emberton Arbitrator(s): James W. Warren Hearing Site: Phoenix, AZ
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08-02674 | 06/09/2010 | Claimant(s): Larry Osborne Claimant Lawyers(s): Armand Salese Respondent(s): Chase Investment Services Corp., Steven Campbell Respondent Lawyers(s): Susan M. Benton Arbitrator(s): George N. Roy, Deborah C. Bernot, Jerome K. Altshuler Hearing Site: Phoenix, AZ
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09-05218 | 06/09/2010 | Claimant(s): Ross, Sinclaire & Associates Claimant Lawyers(s): Louis F. Solimine Respondent(s): Clayton Lowell & Conger. Respondent Lawyers(s): Lawrence R. Gelber Arbitrator(s): Thomas J. McAllister Hearing Site: Cincinnati, OH
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09-02226 | 06/08/2010 | Claimant(s): Robert Willoughby Claimant Lawyers(s): Jeffrey Shepro Respondent(s): Sky Capital LLC Respondent Lawyers(s): President or Compliance Officer Arbitrator(s): Hugh N. Fryer Hearing Site: New York, NY
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10-00824 | 06/08/2010 | Claimant(s): Robert Furst, Investor Clout, an Arizona Partnership Claimant Lawyers(s): Robert Furst Respondent(s): Mortgages LTD. Securities, L.L.C. Respondent Lawyers(s): Gerald K. Smith Arbitrator(s): Richard Marc Weinroth Hearing Site: Phoenix, AZ
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