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FINRA Awards for Mark Radley Emberton

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0350706/11/2010Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Mark Emberton
Respondent Lawyers(s): Mark Radley Emberton
Arbitrator(s): James W. Warren
Hearing Site: Phoenix, AZ

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