Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-02925 | 11/13/2015 | Claimant(s): Lettita Bollon, Richard Bollon, NFS/FMTC Rollover IRA-FBO Richard J. Bol, Richard J. Bollon DDS PC, Richard J. Bollon TTEE, Richard J. Bollon PSP Claimant Lawyers(s): James G. Marsh Respondent(s): Stanley Brooks, Brookstreet Securities Corporation, Troy Gagliardi Respondent Lawyers(s): Sam Silverstein, Troy L. Gagliardi Arbitrator(s): Richard W. Cutler, Anita Sippy, Gladys Mond Hearing Site: New York, NY |  | $0 |
| 09-00770 | 06/15/2010 | Claimant(s): Alvin Shrago Claimant Lawyers(s): James A. Batson Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Jill L. Rosenberg Arbitrator(s): Peter A. Goldman, William C. Soo-Hoo, Anita Sippy Hearing Site: New York, NY |