Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00196 | 08/18/2020 | Claimant(s): Dale Cebert Claimant Lawyers(s): Harris Freedman Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Mauricio Arcadier Hearing Site: Orlando, FL | ||
| 19-02598 | 07/23/2020 | Claimant(s): Mitchell Walk Claimant Lawyers(s): Harris Freedman Respondent(s): Kestra Investment Services, Llc Respondent Lawyers(s): Richard D'Amura Arbitrator(s): Martin M. Van Luven Hearing Site: Orlando, FL | ||
| 19-03791 | 07/15/2020 | Claimant(s): David Cohen Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Stuart K. Furman, Martin M. Van Luven, Thomas Roe Oldt Hearing Site: Orlando, FL | ||
| 19-03118 | 05/20/2020 | Claimant(s): Gregory Velho Claimant Lawyers(s): Erica Harris Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 19-02662 | 04/30/2020 | Claimant(s): Brian Groh Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 19-01145 | 01/07/2020 | Claimant(s): George Mathis Claimant Lawyers(s): Bruce W. Barnes Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): John P. Cullem, Gregory L. Hess, Lewis Gordon Brewer Hearing Site: Orlando, FL | ||
| 18-04443 | 12/03/2019 | Claimant(s): Marcos Cigagna Claimant Lawyers(s): Joshua A. Katz Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc. Respondent Lawyers(s): Joel M. Everest, Patricia E. Cowart Arbitrator(s): Thomas Joseph Atkinson Hearing Site: Orlando, FL | ||
| 19-00468 | 11/29/2019 | Claimant(s): Michael Hopkins Claimant Lawyers(s): Joelle A. Simms Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL | ||
| 19-00423 | 11/22/2019 | Claimant(s): Keith Davis Claimant Lawyers(s): Bruce W. Barnes Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): John P. Cullem, Howard A. Baker, Lewis Gordon Brewer Hearing Site: Orlando, FL | ||
| 19-00453 | 11/21/2019 | Claimant(s): James Caldwell Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Maurice M. Feller Hearing Site: Orlando, FL |