| 23-01164 | 08/28/2024 | Claimant(s): First Republic Investment Management, First Republic Securities Company
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Steven Levine
Respondent Lawyers(s): Michael S. Taaffe
Arbitrator(s): Ronald Howard Filler, Robert Lawrence Ostrov, Mark H Schiff
Hearing Site: Boca Raton, FL
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| 22-01684 | 05/22/2023 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Matthew Reynolds
Respondent Lawyers(s): John S. Monical
Arbitrator(s): Alexis Anne Washa, Matthew D Arbit, Matthew Lane
Hearing Site: Chicago, IL
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| 21-00301 | 05/31/2022 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Barry Krumwiede, Bryan Schneider, Christopher Bowman
Respondent Lawyers(s): James V. Garvey
Arbitrator(s): Leon Fox, Christopher Crimer, Michele Braun
Hearing Site: Chicago, IL
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| 19-03501 | 02/17/2022 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Harris Chan, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Louis M. Lagalante, Maria V. Martin
Arbitrator(s): Susan C Lushing, Blueth Bromfield, Michael A Pickholz
Hearing Site: New York, NY
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| 18-03204 | 10/22/2020 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Jackson Stewart, Mark Obrzut, Nathan Shields, Raymond, James & Associates.
Respondent Lawyers(s): Jeff Csercsevits
Arbitrator(s): Susan L. Walker, Eugene G. Ziobron, Laurel Robin Klapper Gilchrist
Hearing Site: Indianapolis, IN
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| 18-03644 | 12/24/2019 | Claimant(s): Pruco Securities., Prudential Insurance Company Of America
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Michael Witsman
Respondent Lawyers(s): Jerry M. Santangelo
Arbitrator(s): Andrew Brehm, Philip J. Glick, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
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| 17-03424 | 01/18/2019 | Claimant(s): Joseph Cothron
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
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| 18-01194 | 11/15/2018 | Claimant(s): Kevin Gildner, Shawn Derrick, Commonwealth Financial Network
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Kate E. DiGeronimo
Arbitrator(s): Jeffry M. Bauer, Michael P. Hennigan, Clifford C. Rohde
Hearing Site: Buffalo, NY
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| 17-02395 | 08/03/2018 | Claimant(s): Brian Mulvey
Claimant Lawyers(s): Owen Harnett
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): Paul A. Auerbach
Hearing Site: Boston, MA
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| 17-01832 | 02/12/2018 | Claimant(s): Padraig McBrien
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
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