Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-01651 | 04/20/2012 | Claimant(s): Lawrence Ennis Claimant Lawyers(s): Christopher C. Coss Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Simone A. Muscarnera Hearing Site: Newark, NJ | ||
| 11-04031 | 03/21/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): David Lee Respondent(s): Respondent Lawyers(s): Arbitrator(s): Charles A. Crocco Hearing Site: Newark, NJ | ||
| 11-01414 | 01/18/2012 | Claimant(s): Keith Steidle Claimant Lawyers(s): Brian A. Carlis Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Norman L. Tolle Arbitrator(s): Edward W. Morris, Frank Masi, Paul Allan Massaro Hearing Site: Newark, NJ | ||
| 10-02045 | 12/23/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael W. Starr Respondent(s): Respondent Lawyers(s): Arbitrator(s): Simone A. Muscarnera, Barbara Weisman, Thomas A. Abitabile Hearing Site: Newark, NJ | ||
| 11-02407 | 12/21/2011 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): David Lee Respondent(s): Albert Krauza Respondent Lawyers(s): Albert J Krauza Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ | ||
| 11-01297 | 12/08/2011 | Claimant(s): Royal Alliance Associates. Claimant Lawyers(s): Craig A. Vollono Respondent(s): Jack Forlenza Respondent Lawyers(s): Robert I. Rabinowitz Arbitrator(s): Linda J. Baer Hearing Site: Newark, NJ | ||
| 10-04150 | 11/29/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Joshua S. Bratspies Respondent(s): Steven Fried Respondent Lawyers(s): Steven Fried Arbitrator(s): Sid Braufman Hearing Site: Newark, NJ | ||
| 10-04845 | 11/25/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Archie Capinguian Respondent(s): Kevin Kelly Respondent Lawyers(s): Maureen S. Binetti Arbitrator(s): David I. Goldblatt Hearing Site: Newark, NJ | ||
| 10-02848 | 11/23/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): H. Huss Respondent Lawyers(s): Lawrence C. Glynn Arbitrator(s): Walter M. Schackman, Walter W. Jensen, Margaret Leggett Tarver Hearing Site: Newark, NJ | ||
| 10-05160 | 11/18/2011 | Claimant(s): Hang Bui Claimant Lawyers(s): Walter Birkel Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): David E. Strand Arbitrator(s): Joan M. Traub, Daniel P. Lund, Michael L.B. Kaplan Hearing Site: Newark, NJ |