Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02503 | 05/31/2018 | Claimant(s): Amanda Glanz Claimant Lawyers(s): Eric Litow Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Catherine Stewart Hearing Site: Newark, NJ | ||
| 17-03188 | 04/25/2018 | Claimant(s): Kevin Ellman, Paul Miller Claimant Lawyers(s): Richard D'Amura Respondent(s): Kestra Investment Services Respondent Lawyers(s): Lydia Zaidman Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 17-01958 | 04/19/2018 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Barry Connell Respondent Lawyers(s): Barry Franklin Connell Arbitrator(s): James M. Baumann, Efren Cleofe, Joseph H. Cerame Hearing Site: Newark, NJ | ||
| 17-03224 | 04/16/2018 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): Gregory Bruno Respondent Lawyers(s): Gregory E Bruno Arbitrator(s): Michael H. DuBoff Hearing Site: Newark, NJ | ||
| 17-02036 | 03/27/2018 | Claimant(s): Patrick Tierney Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 17-02059 | 02/14/2018 | Claimant(s): Louis Tranquilli Claimant Lawyers(s): Joel Wertman Respondent(s): The Investment Center. Respondent Lawyers(s): Douglas A. Wright Arbitrator(s): Fred S. Pieroni, Paul Allan Massaro Hearing Site: Newark, NJ | ||
| 16-02865 | 01/10/2018 | Claimant(s): Michael Arnold Claimant Lawyers(s): Daniel A Horowitz Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Thomas A. Linthorst Arbitrator(s): Carol Maria Luttati Hearing Site: Newark, NJ | ||
| 17-02405 | 01/10/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Ellen Donnelly Respondent Lawyers(s): Ellen Jane Donnelly Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | ||
| 17-01616 | 12/20/2017 | Claimant(s): Ira Walker Claimant Lawyers(s): David E. Robbins Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Chaim A. Levin, Neal D. Baker, Gregory James Libertiny Hearing Site: Newark, NJ | ||
| 17-02302 | 12/20/2017 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): Stephen Wood Respondent Lawyers(s): Stephen Douglas Wood Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ |