23-01208 | 11/14/2023 | Claimant(s): Ziad Meziab Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities., SunAmerica Securities. Respondent Lawyers(s): Jennifer E. Novoselsky, Jennifer R. Cox Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ
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23-01139 | 11/07/2023 | Claimant(s): Benjamin Young Claimant Lawyers(s): Kathleen Patchel Respondent(s): Securities America. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
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23-00670 | 10/30/2023 | Claimant(s): Dianne Odom Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Woodbury Financial Services., J.W. Cole Financial., Transamerica Financial Advisors Respondent Lawyers(s): Gregg J. Breitbart, Jennifer R. Cox, Susan D. Duff Arbitrator(s): David M. Snyder, Nathan Jon Larson, Bryant Ashley Scriven Hearing Site: Tampa, FL
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22-01896 | 08/10/2023 | Claimant(s): Terry Anderson Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Securities America., First Allied Securities., Capwest Securities., International Assets Advisory, J.W. Cole Financial., QA3 Financial Corp. Respondent Lawyers(s): Dale K. Hall, Emily M. Knight, Jennifer R. Cox, Jeremy Wooden, Myra P. Nicholson, Stephen K. Wild Arbitrator(s): Steven Meyrich, Leonard M. Goldstein, Aaron J. Haley Hearing Site: Denver, CO
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23-00247 | 07/21/2023 | Claimant(s): Beliveau Bays Claimant Lawyers(s): Beliveau Bays Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Lawrence R. Maxwell Hearing Site: Dallas, TX
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22-02203 | 07/03/2023 | Claimant(s): Brett Weichbrod Claimant Lawyers(s): Christina Z Vourakis Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA
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22-01980 | 06/26/2023 | Claimant(s): Christopher Dame Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Steven Meyrich Hearing Site: Salt Lake City, UT
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22-02695 | 06/09/2023 | Claimant(s): Samuel Clark Claimant Lawyers(s): Stephan Louviere Respondent(s): Royal Alliance Associates., Lincoln Financial Advisors Corporation Respondent Lawyers(s): Dustin J. Tirpak, Jennifer R. Cox Arbitrator(s): Richard J. Lawrence Hearing Site: Salt Lake City, UT
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22-01878 | 04/26/2023 | Claimant(s): John Jenkins Claimant Lawyers(s): Samantha Pastor Respondent(s): SunAmerica Securities., QA3 Financial Corp. Respondent Lawyers(s): Jennifer R. Cox, Thomas Zielinski Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA
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22-00889 | 04/11/2023 | Claimant(s): Mark Napolin, Michael Kiefer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Roger A. Geddes Hearing Site: Albuquerque, NM
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