| 18-00829 | 12/26/2018 | Claimant(s): John Kettmann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Lesley Tepper
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
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| 18-01276 | 11/02/2018 | Claimant(s): Thomas Mullooly
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Julian F. Santos
Hearing Site: Newark, NJ
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| 18-00718 | 09/26/2018 | Claimant(s): Christopher Mette
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Jeffrey S. Jacobi
Arbitrator(s): Merton E. Marks
Hearing Site: Phoenix, AZ
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| 17-03500 | 07/26/2018 | Claimant(s): Andrew Samalin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., First Asset Management.
Respondent Lawyers(s): Chan H. Nam, Lawrence Sandor
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
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| 17-02107 | 04/11/2018 | Claimant(s): Richard Bellew
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., Moors & Cabot.
Respondent Lawyers(s): Jeremy S. Winer, Michael C. Fee
Arbitrator(s): Mary E. Bassett
Hearing Site: Boston, MA
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| 17-01973 | 03/29/2018 | Claimant(s): Gary Ghigliotti
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., Wells Fargo Clearing Services
Respondent Lawyers(s): Jeremy S. Winer, Michael Naccarato
Arbitrator(s): Jim Geiger
Hearing Site: Manchester, NH
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| 17-01624 | 03/16/2018 | Claimant(s): Mary Wright
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Morgan Stanley, Morgan Stanley DW Inc.
Respondent Lawyers(s): Alan S. Brodherson, Nicholas Y. Lin
Arbitrator(s): Gregory G. Gocek
Hearing Site: Denver, CO
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| 17-01708 | 03/15/2018 | Claimant(s): Norman Coates
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., Legg Mason Wood Walker, Capital One Investments
Respondent Lawyers(s): Chan Nam, Todd Ratner
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 17-00812 | 01/17/2018 | Claimant(s): John Jaicks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Lesley V. Tepper
Arbitrator(s): Terry M Lloyd
Hearing Site: Salt Lake City, UT
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| 17-00727 | 12/11/2017 | Claimant(s): Richard French
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Leslie V. Tepper
Arbitrator(s): Michael E. Rohde
Hearing Site: San Diego, CA
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